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PSF Attorney III Duties: Provide legal services ... investment-related procurement and contracting (e.g., broker-dealers, futures commission merchants, custodian, securities ... judgment. Performs moderately complex (journey-level) attorney work. Work involves planning..
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Staff Attorney (Attorney III) The candidate performs moderately ... candidate performs moderately complex (journey-level) attorney work and reports to the ... Conduct due diligence reviews of broker-dealers and maintain a..
Staff Attorney (Attorney III) Duties: Advise and coordinate ... Conduct due diligence reviews of broker-dealers and maintain a list of ... a list of PSF approved broker-dealers. Assist with development,..
Director, Legal Counsel The candidate will work closely with the team focused on planning and implementation of the pending integration of TD Ameritrade into the family of companies. Will provide expert ..
Fort Worth Securities Litigation Associate – 3 to 5 yearsWinstead PC, 300 Throckmorton Street, Suite 1700, Ft. Worth, Texas, United States of America Req #165 Winstead PC is seeking a mid-level associate ..
Associate Counsel Institutional Investments and Corporate Services Duties: Provide legal advice and counsel to addressing various investment-related activities and its affiliates through which those activities may be conducted. Work directly and ..
Job OverviewA law firm seeks an Insurance Transactional and Regulatory Associate to join their practice group in New York, NY or Chicago, IL. The successful candidate will navigate the complex landscape ..
Legal, PWM Attorney, Vice President Candidate will: Cover the Private Wealth Management business, including a full service brokerage and investment advisory business, offering a range of products, including margin, underwritings, structured ..
Assistant General Counsel The candidate will be responsible for: Provide support on a wide range of legal and regulatory issues arising from the company’s retirement businesses including: plan acquisition and administration, ..
Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of ..
