Broker Dealer Chief Compliance Officer Jobs in Manhattan

Global Chief Compliance Officer- Broker Dealer The candidate will be point ... years of experience in regulatory compliance. Should have a strong leadership .....

Swap Dealer Compliance Officer The candidate will manage swap ... The candidate will manage swap dealer compliance program including assessing and updating ... new business activities. Overseeing the compliance framework..

Chief Compliance Officer The candidate will be responsible ... will be responsible for: Lead compliance organization, providing guidance and support ... management, Board of Directors, and compliance team. For both..

... Information Deloitte Corporate Finance Senior Compliance Analyst in New York New ... York New York Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance ... Finance LLC is seeking a..

:,ActualValueFromSolar:null},{QuestionName:External Title,AnswerValue:VP, Customer Relations u0026 Renewals,VerityZone:formtext4,QuestionType:text,ActualValueFromSolar:null},{QuestionName:Employment Type,AnswerValue:Full-time ,VerityZone:formtext16,QuestionType:radio,ActualValueFromSolar:null},{QuestionName:About Us,AnswerValue:u003cpu003eu003cspan style=font-size:16px;\u003eu003cspan style=font-family:Verdana,Geneva,sans-serif;\u003eu003ca href=http://www.realogy.com/ target=_blank\u003eRealogy Holdings Corp.u003c/au003eu0026nbsp;(NYSE: RLGY) is the leading and most integrated provider of U.S. residential real estate services, encompassing franchise, ..

ADP is hiring a H&B Broker Channel Sales Representative . Are you ready to control your financial future with unlimited upside earnings potential? Do you want a lasting career with a ..

Director Compliance The candidate will design and ... and implement an effective, risk-based broker-dealer testing program for Pruco, PIMS ... preventing violations of, and achieving compliance with, applicable securities laws..

Job Information ADP Broker District Manager in New York New York ADP is hiring a  Sales Representative, Major Accounts. Are you ready to control your financial future with unlimited upside earnings ..

Director Compliance The candidate will design and ... and implement an effective, risk-based broker-dealer testing program for Pruco, PIMS ... preventing violations of, and achieving compliance with, applicable securities laws..

Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..

Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..

Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..

Chief Compliance Officer The candidate administers a formal ... The candidate administers a formal compliance program, including updating procedures for ... including updating procedures for enterprise compliance strategy, structure and..

... centric advisors aligned to top broker dealer relationships across the industry. You ... resolve inquiries involving advisor compensation, broker dealer or firm level changes, investment ... movement, and Department..