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Global Chief Compliance Officer- Broker Dealer The candidate will be point ... years of experience in regulatory compliance. Should have a strong leadership .....
Chief Compliance Officer The candidate will be responsible ... will be responsible for: Lead compliance organization, providing guidance and support ... management, Board of Directors, and compliance team. For both..
... Information Deloitte Corporate Finance Senior Compliance Analyst in New York New ... York New York Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance ... Finance LLC is seeking a..
Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..
Director Compliance The candidate will design and ... and implement an effective, risk-based broker-dealer testing program for Pruco, PIMS ... preventing violations of, and achieving compliance with, applicable securities laws..
Job Information ADP Broker District Manager in New York New York ADP is hiring a Sales Representative, Major Accounts. Are you ready to control your financial future with unlimited upside earnings ..
Chief Compliance Officer The candidate administers a formal ... The candidate administers a formal compliance program, including updating procedures for ... including updating procedures for enterprise compliance strategy, structure and..