Broker Dealer Compliance Jobs in San Francisco

Senior Counsel-BTLU-Investment Transactions Duties: Reporting to the Deputy General Counsel, Business Transactions and Land Use, handles a broad range of corporate transactional and investment matters. structuring, documenting and negotiating legal matters ..

Because you belong at Twilio The Who, What, Where and Why Who? Twilio's Kafka Data Pipeline Team is looking for a Site Reliability Engineer to join our team. The team runs ..

Commercial Counsel The candidate will paper new deals from scratch - deals that may never have been done before - without guidance from precedent. Guide new partnership, joint venture and strategic ..

Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..

... a Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney with ... 4 years of experience in compliance and regulatory matters. The ideal ... to registered investment advisors and..

... and cross-border technology agreements, ensuring compliance with US securities laws, and ... US securities laws, and addressing broker-dealer regulatory issues associated with such ... cross-border technology agreements while ensuring..

Underwriting Director, Transactional Risk Duties: Review and respond to insurance submissions based on underwriting guidelines and an analysis of financial statements, marketing materials and other relevant information. Assess the degree of ..

The Private Funds Unit (PFU) within the Division of Examinations is filling one Attorney-Adviser, SK-0905-14 position inone of the following locations: Atlanta, GA; Boston, MA; Chicago, IL; Denver, CO; Ft Worth, ..

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Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of ..

Commercial Counsel Duties: Paper new deals from scratch - deals that may never have been done before - without guidance from precedent. Guide new partnership, joint venture and strategic alliance ideation ..

Vice President, Legal Counsel The candidate will be responsible for a variety of matters across our organization, including but not limited to: Handling regulatory matters; Assisting with product development and structuring; ..

FordHarrison LLP, a national labor and employment firm, is seeking a senior associate for its Bay Area office. The ideal candidate must have a minimum of eight years’ substantive labor and ..