THE LARGEST COLLECTION OF JOBS ON EARTH
Supports PDF, DOC, DOCX, TXT, XLS, WPD, HTM, HTML files up to 5 MB
Global Chief Compliance Officer- Broker Dealer The candidate will be point ... years of experience in regulatory compliance. Should have a strong leadership .....
Swap Dealer Compliance Officer The candidate will manage swap ... The candidate will manage swap dealer compliance program including assessing and updating ... new business activities. Overseeing the compliance framework..
Chief Compliance Officer The candidate will be responsible ... will be responsible for: Lead compliance organization, providing guidance and support ... management, Board of Directors, and compliance team. For both..
... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to:..
... for a motivated and talented compliance officer who is familiar with securities ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and ... various responsibilities, including: Providing..
Chief Compliance Officer The candidate administers a formal ... The candidate administers a formal compliance program, including updating procedures for ... including updating procedures for enterprise compliance strategy, structure and..
... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..
... Information Deloitte Corporate Finance Senior Compliance Analyst in New York New ... York New York Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance ... Finance LLC is seeking a..
Operational Risk Officer – Control Testing The candidate ... and regulators. Develop and draft compliance testing reports summarizing design review ... experience with a wealth management, broker-dealer, retail and/or private..
Job Information ADP Broker District Manager in New York New York ADP is hiring a Sales Representative, Major Accounts. Are you ready to control your financial future with unlimited upside earnings ..
GSP- Business Risk Senior Officer - Director the candidate will ... Operations, as well as Legal, Compliance, Finance and Risk to design, ... of experience in audit, legal, compliance, project..
Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..
:,ActualValueFromSolar:null},{QuestionName:External Title,AnswerValue:Senior Settlement Officer,VerityZone:formtext4,QuestionType:text,ActualValueFromSolar:null},{QuestionName:Employment Type,AnswerValue:Full-time ,VerityZone:formtext16,QuestionType:radio,ActualValueFromSolar:null},{QuestionName:About Us,AnswerValue:Realogy is a ... Resource Group LLC ,VerityZone:formtext1,QuestionType:single-select,ActualValueFromSolar:null}],GQId:2764,isGQResponsive:true,isActive:true,isSocialReferralJobRestricted:false,localeId:1033,AutoOptionalReqId:6263BR,Title:Senior Settlement Officer,JobSiteId:7080,Link:https://sjobs.brassring.com/TGnewUI/Search/home/HomeWithPreLoad?partnerid=26611u0026siteid=7080u0026PageType=JobDetailsu0026jobid=774906,isEverGreen:false},JobDetailFieldsToDisplay:{Position1:autoreq,JobTitle:formtext4,Position3:[formtext23,formtext19,formtext25],Summary:jobdescription,Section2Fields:[formtext16,formtext1,formtext36,formtext34]},BrandingConfiguration:{brandingSettings: {Responsive_AdvancedCSS: /* Text Alignment */#N##N#.linkContainer.backgroundColor.LinkPadding.headerLinkContainer.ng-scope,#N#.homeFooterWrapper ... role of the Senior Settlement Officer is to..
... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will be ... be responsible for:..
Director Compliance The candidate will design and ... and implement an effective, risk-based broker-dealer testing program for Pruco, PIMS ... preventing violations of, and achieving compliance with, applicable securities laws..
... is a direct access electronic broker serving professional and frequent traders, ... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s..
Compliance Testing (Broker-Dealer), AVP Responsibilities: Perform compliance testing and monitoring, identify issues, ... discussions. Analyze the entities’ (MSUSA/MCM) compliance status and compliance framework. Review compliance program, participate in Compliance Committee,..
Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..
Director AML and Financial Crime Compliance The Candidate will be responsible ... CME Group’s global financial crimes compliance program, including further development and ... in a risk-based manner in compliance..
ADP is hiring a H&B Broker Channel Sales Representative . Are you ready to control your financial future with unlimited upside earnings potential? Do you want a lasting career with a ..