Broker Dealer Compliance Officer Jobs in New Jersey

Swap Dealer Compliance Officer The candidate will manage swap ... The candidate will manage swap dealer compliance program including assessing and updating ... new business activities. Overseeing the compliance framework..

Operational Risk Officer – Control Testing The candidate ... and regulators. Develop and draft compliance testing reports summarizing design review ... experience with a wealth management, broker-dealer, retail and/or private..

:,ActualValueFromSolar:null},{QuestionName:External Title,AnswerValue:Senior Transaction Coordinator,VerityZone:formtext4,QuestionType:text,ActualValueFromSolar:null},{QuestionName:Employment Type,AnswerValue:Full-time ,VerityZone:formtext16,QuestionType:radio,ActualValueFromSolar:null},{QuestionName:About Us,AnswerValue:u003cp dir=ltr\u003eu003cfont style=font-size:16px;\u003eu003cfont style=color:undefined;font-family:verdana,geneva,sans-serif;size:undefined;\u003eRealogy is a global provider of real estate services with a singular mission: We serve agents. This strategy is aimed at growing ..

Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..

Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..

... law enforcement officials, financial institution compliance officers, and more. As an ... laundering and sanctions detection and compliance programs for clients around the ... and delivering training modules Conducting..

Director Compliance The candidate will design and ... and implement an effective, risk-based broker-dealer testing program for Pruco, PIMS ... preventing violations of, and achieving compliance with, applicable securities laws..

:,ActualValueFromSolar:null},{QuestionName:External Title,AnswerValue:Senior Settlement Officer,VerityZone:formtext4,QuestionType:text,ActualValueFromSolar:null},{QuestionName:Employment Type,AnswerValue:Full-time ,VerityZone:formtext16,QuestionType:radio,ActualValueFromSolar:null},{QuestionName:About Us,AnswerValue:Realogy is a ... Resource Group LLC ,VerityZone:formtext1,QuestionType:single-select,ActualValueFromSolar:null}],GQId:2764,isGQResponsive:true,isActive:true,isSocialReferralJobRestricted:false,localeId:1033,AutoOptionalReqId:6263BR,Title:Senior Settlement Officer,JobSiteId:7080,Link:https://sjobs.brassring.com/TGnewUI/Search/home/HomeWithPreLoad?partnerid=26611u0026siteid=7080u0026PageType=JobDetailsu0026jobid=774906,isEverGreen:false},JobDetailFieldsToDisplay:{Position1:autoreq,JobTitle:formtext4,Position3:[formtext23,formtext19,formtext25],Summary:jobdescription,Section2Fields:[formtext16,formtext1,formtext36,formtext34]},BrandingConfiguration:{brandingSettings: {Responsive_AdvancedCSS: /* Text Alignment */#N##N#.linkContainer.backgroundColor.LinkPadding.headerLinkContainer.ng-scope,#N#.homeFooterWrapper ... role of the Senior Settlement Officer is to..

:,ActualValueFromSolar:null},{QuestionName:External Title,AnswerValue:VP, Customer Relations u0026 Renewals,VerityZone:formtext4,QuestionType:text,ActualValueFromSolar:null},{QuestionName:Employment Type,AnswerValue:Full-time ,VerityZone:formtext16,QuestionType:radio,ActualValueFromSolar:null},{QuestionName:About Us,AnswerValue:u003cpu003eu003cspan style=font-size:16px;\u003eu003cspan style=font-family:Verdana,Geneva,sans-serif;\u003eu003ca href=http://www.realogy.com/ target=_blank\u003eRealogy Holdings Corp.u003c/au003eu0026nbsp;(NYSE: RLGY) is the leading and most integrated provider of U.S. residential real estate services, encompassing franchise, ..

Operational Risk Officer – Control Testing The candidate ... and regulators. Develop and draft compliance testing reports summarizing design review ... experience with a wealth management, broker-dealer, retail and/or private..

... centric advisors aligned to top broker dealer relationships across the industry. You ... resolve inquiries involving advisor compensation, broker dealer or firm level changes, investment ... movement, and Department..

... law enforcement officials, financial institution compliance officers, and more. As an ... laundering and sanctions detection and compliance programs for clients around the ... and delivering training modules Conducting..

ADP is hiring a H&B Broker Channel Sales Representative . Are you ready to control your financial future with unlimited upside earnings potential? Do you want a lasting career with a ..