Broker Dealer Litigation Attorney Jobs in Washington

Paralegal Duties: Supporting CAES Board Operations by supporting SSA Board meetings, managing meeting dates, preparing agenda, and annual agenda plan, owning web-based Board tool, and serving as a POC for the ..

... internal teams are aware of broker-dealer and other financial services regulatory ... Deputy General Counsel of Regulatory, Litigation and Government Affairs. Serve as ... a subject matter expert on..

... for a motivated and talented litigation attorney with experience in securities and ... and commodities issues in the broker-dealer and futures commission merchant space, ... proceedings Advising firm employees..

Associate General Counsel - Enforcement The candidate will be assisting the firm’s Chief Counsel on Investigations & Enforcement in handling various regulatory and enforcement-related matters, including handling regulatory inquiries from the ..