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Regulatory & Compliance Analyst The candidate will assist with regulatory audits by FINRA, SEC, and state insurance and securities regulators. Investigate complex issues, including but not limited to internal investigations, customer ..
... company's Banking and Capital Markets business unit. Will report to the ... Will report to the Chief Legal Officer with accountability to the ... Officer with accountability to the..
Senior Vice-President and Chief Legal Officer The candidate will lead ... in developing and implementing a legal strategy for Company and its ... and mission. Will apply sound business acumen..
... law firm seeks a midlevel business associate for its Portland, Oregon ... six years of experience in corporate governance, mergers and acquisitions, securities, ... and commercial contracts.DutiesAdvise clients on..
Senior Attorney – Asset Management/Investment Product Development Responsibilities: Provide representation and counsel to advance business goals with a focus on investment vehicles (e.g., stable value fund, group annuity, investment contracts, funding ..
... seeking a Director, Managing Counsel (Corporate) to join the legal team. In this role you ... this role you will oversee legal support and counsel to areas ... counsel..
... Duties: Serves as the chief legal officer for the company. Ensures ... counsel on a variety of legal issues, serve as an effective ... guardian of the organization, facilitates..