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Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..
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... and administrative skills including drafting legal documents such as agreements, contracts ... such as agreements, contracts and legal memoranda, performing legal and records research (identifying relevant ... (identifying relevant..
Corporate Attorney The candidate should have a Bar License. Significant experience with federal and state securities compliance, including, without limitation, IPOs and the preparation of securities disclosure documents for both publicly ..
Legal Administrator - Hybrid $75,000 - ... - $85,000 Job Summary: The Legal Administrator is responsible for providing ... in-house counsel, ensuring compliance with legal and ethical standards, and managing..