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Regulatory & Compliance Analyst The candidate will assist with regulatory audits by FINRA, SEC, and state insurance and securities regulators. Investigate complex issues, including but not limited to internal investigations, customer ..
Legal Assistant III The candidate will ... to ensure that all necessary legal deadlines and due process requirements ... timely filing and serving of legal pleadings in the appropriate courts..
Job OverviewA law firm seeks an Associate with significant experience in Commodity Futures Trading Commission (CFTC) regulatory matters for their practice in Portland, OR. The successful candidate will advise clients on ..
Job OverviewA law firm seeks a midlevel business associate for its Portland, Oregon office. This hybrid position is ideal for candidates with four to six years of experience in corporate governance, ..
Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..
Litigation Docketing Specialist The candidate will enter data, log and process all docketing requests assigned, using the firm’s docketing software. Calculate rule-based litigation deadlines. Respond to case teams to ensure that ..
Senior Attorney – Asset Management/Investment Product Development Responsibilities: Provide representation and counsel to advance business goals with a focus on investment vehicles (e.g., stable value fund, group annuity, investment contracts, funding ..
Senior Vice-President and Chief Legal Officer The candidate will lead ... in developing and implementing a legal strategy for Company and its ... and mission. Will apply sound business acumen..
... company's Banking and Capital Markets business unit. Will report to the ... Will report to the Chief Legal Officer with accountability to the ... Officer with accountability to the..
Legal Secretary II Duties: Under general supervision, ... Under general supervision, performs mid-level legal secretarial and administrative duties for ... office. Maintains working knowledge of legal concepts, practices, and staff..