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Compliance ABAC Risk Assessment Senior The candidate provides guidance to the business to ensure documents, projects, processes or product initiatives comply with regulatory and legal requirements and enterprise policy. Synthesizes analyses, ..
Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..
Vice President Legal, General Counsel and Secretary The candidate serves on the ... Executive Leadership team. Structures the legal function and manages the legal department including budget responsibility. Accountable .....
Vice President Legal, General Counsel & Secretary Duties: Serves on the Executive ... Executive Leadership team. Structures the legal function and manages the legal department including budget responsibility. Accountable .....
Description The CCM Compliance Professional 2 ensures compliance with governmental and contractual requirements. The CCM Compliance Professional 2 work assignments are varied and frequently require interpretation and independent determination of the ..