Finance Jobs in Charlotte

Third-Party Risk Management, Vice President Duties: Ensure enterprise-level third party risk management policy and third party risk appetite metrics are established to support regulatory expectations; Monitor changes in regulations &..

Senior Advanced Insurance Consultant Responsibilities: Consult with advisors on cases where greater experience is required. Interactions with advisors include advanced sales strategies, mining books of business, occasional point-of-sale assistance. Follow-up..

Staff Counsel II The candidate will be responsible for the competent, ethical and diligent representation of company and its carriers in all assigned cases including preparation of pleadings, motions, pre-trial..

SVP, Deputy CCO Responsibilities: Lead the team responsible for regulatory exams and inquiries and other regulatory affairs; as well as responsible for performing regulatory event (both internal and external) tracking..

SVP, Deputy CCO Responsibilities: Lead the team responsible for regulatory exams and inquiries and other regulatory affairs; as well as responsible for performing regulatory event (both internal and external) tracking..

VP, Associate Counsel Duties: Legal analysis of the application of federal and state laws and regulations as applied to the company’s technology initiatives. Drafting and negotiating provisions for a wide..

Senior Counsel Duties: Will provide a full range of legal advice and services, principally relating to management of litigation. Will handle all aspects of case management and will be responsible..

Compliance Monitoring and Analytics Responsibilities: Lead the team responsible for broker dealer and investment adviser surveillance and monitoring activities. Lead the team responsible for branch office examinations. Lead the team..

Paralegal (Invest Group) Duties: Perform a variety of complex law-related tasks under the direction of the Invest AGC. Research legal issues involving broker-dealer and investment adviser operations and securities products...

Risk & Controls Testing & Assessment, Assistant Vice President','10044916-WD','!*!Your potential. Your opportunity. Join a financial group that’s as committed to your future as you are. At MUFG, we share a..

SVP, Compliance Monitoring and Analytics Responsibilities: Lead the team responsible for broker dealer and investment adviser surveillance and monitoring activities. Lead the team responsible for branch office examinations. Lead the..