Finance Jobs

Assistant General Counsel Duties: Contract review and drafting. Legal research. Ensuring compliance with state and federal requirements. Interacting positively with regulatory agencies. Assisting outside counsel. Coordinating responses to discovery. Providing..

Vice President, Corporate Counsel, Retail Advice And Solutions The candidate will be responsible for: Providing thought leadership and support as a key member of the distribution legal team. Address full..

Vice President, Corporate Counsel Duties: Representation of Prudential in the review of private placement memoranda, conducting due diligence and negotiation of limited partnership agreements, side letters, subscription agreements, and applicable..

VP, Corporate Counsel, Private Funds Duties: Represent the firm’s Chief Investment Office in connection with its $519 billion portfolios, including over $13.5 billion of alternative asset investments. Representation of the..

VP, Corporate Counsel, Bankruptcy & Restructuring The candidate will be working with investment professionals in connection with bankruptcy and restructuring matters. Providing advice on the structuring of distressed and new..

VP, Corporate Counsel, Transactions The candidate will be working with investment professionals in connection with bankruptcy and restructuring matters. Providing advice on the structuring of distressed and new investments. Retaining,..

VP, Corporate Counsel, PGIM Retail & Alternative Funds The candidate will be managing and/or supervising the preparation and filing of mutual fund registration statements on Forms N-1A, N-2 and N-14,..

Paralegal Responsibilities: Managing the preparation and filing of mutual fund registration statements as well as other federal securities filings. Achieving proficiency in using various web-based applications and tools utilized by..

VP, Corporate Counsel - Alternative Investments The candidate will representation of Prudential in the review of private placement memoranda, conducting due diligence and negotiation of limited partnership agreements; side letters;..

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Manager, Compliance - PGIM Investments (Hybrid) The candidate will implement the compliance oversight program relating to PGIM Investments’ Strategic Investment Research Group (“SIRG”). SIRG provides research to clients with respect..

Manager Compliance - Personal Securities Trading Duties: Lead onshore teams and provide subject matter expertise for offshore teams. Support department audits and exams. Oversee all day-to-day operations which consist of..

Director, Financial Crimes Compliance The candidate will drive success within the Anti-Money Laundering (AML), Sanctions Compliance (SC) and Anti-Bribery & Corruption (ABC) compliance programs by reviewing program elements, including but..

VP, Corporate Counsel, Data & Privacy The candidate will be providing legal advice to ensure Prudential’s practices with regard to personal information of customers and employees comply with applicable domestic..

VP, Corporate Counsel, PGIM Investments The candidate will provide legal advice to internal business clients on investment companies, investment advisory and regulatory issues in developing new funds and supporting existing..

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VP, Corporate Counsel, PGIM Real Estate The candidate will provide substantive legal advice and broad legal oversight in connection with PGIM RE’s loan servicing activities. This will specifically include responsibilities..

Vice President, Compliance The candidate will support the CCO in designing and implementing a compliance program for registered investment advisers and registered investment companies that is effective in preventing, detecting,..

Director, Privacy Program Management Responsibilities: Ensure the assigned Corporate Functions execute and maintain a privacy program, which includes appropriate privacy controls to meet the requirements of the Global Privacy Program,..

Vice President, Corporate Counsel The candidate will be providing day-to-day legal advice and support for PGIM Fixed Income’s private funds; forming private funds; drafting and negotiating investor side letters, service..

Director, Privacy Program Management The candidate will maintain and evolves the US Privacy Compliance/HIPAA program and requirements in compliance with applicable regulations. Will support governance and oversight of the US..

VP, Corporate Counsel, Private Funds Duties: Represent the firm’s Chief Investment Office in connection with its $519 billion portfolios, including over $13.5 billion of alternative asset investments. Representation of the..

Vice President, Corporate Counsel Responsibilities: Providing day-to-day legal advice and support for PGIM Fixed Income’s private funds; forming private funds; drafting and negotiating investor side letters, service provider agreements and..