Finance Jobs in Rockwall

Legal Bill Auditor Duties: Provides quality service to all customers. Receives legal bill assignments from the Team Manager and or works the intake queue for self assignments. Verifies the accuracy..

Compliance & Legal Analyst Review of Fund and Adviser advertising for compliance with the Securities Act of 1933, the 1940 Act, and the Advisers Act, and SEC rules thereunder, and..

Associate Counsel Institutional Investments and Corporate Services Duties: Provide legal advice and counsel to addressing various investment-related activities and its affiliates through which those activities may be conducted. Work directly..

Manager Compliance, Personal Securities Trading The candidate will lead, coach and develop onshore and offshore teams. Support department audits and exams. Oversee all day-to-day operations which consist of reviewing compliance..

Staff Counsel II The candidate will be responsible for the competent, ethical and diligent representation of company and its carriers in all assigned cases including preparation of pleadings, motions, pre-trial..

Senior Manager Compliance Advisor- Auto Finance Responsibilities: Review Complaints generated from lines of business and provide guidance on remediation, escalate and facilitate with subject matter experts, when necessary. Identify trends..

Director - Workout Officer, Commercial Credit Risk & Analytics - Special Assets Group (Commercial Real Estate) The candidate will perform the duties of a lending officer and be responsible for..

Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range..