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Deputy Chief compliance officer The candidate responsibilities include Assisting ... include Assisting Interactive Advisors Chief compliance officer to ensure Interactive Advisors complies ... but not limited to annual compliance reviews..
Director Federal compliance officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand capabilities and offerings Training internal stakeholders of government programs ..
Chief Compliance Officer - Legal Duties: Ensuring all ... of the organization are in compliance with applicable laws and regulations ... implementing, maintaining, and assessing the Compliance Program and associated..
Research Compliance Specialist / Assistant Facility Security ... Specialist / Assistant Facility Security Officer The candidate will assist in ... tracking of export and sanctions compliance training; maintain compliance records;..
Director, Federal Compliance Officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand, capabilities, and offerings. Training internal stakeholders of government programs, ..
Compliance Officer, Title VII The candidate holds ... contact point for all university compliance activities, training, investigations, and reporting ... diversity programs. Serve as intake officer, manage resources, and lead/conduct..
Compliance Sanctions Director - Advisory – ... delivering, and maintaining best-in-class Sanctions Compliance policies and practices, providing a ... activities. Managing specialized teams of Compliance professionals responsible for providing sanctions..
Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..
... responsible for Health and Safety compliance and related regulatory matters. Responsible ... Bar and UK Law Society compliance matters. Identify and resolve operational ... working with the Chief Operating..
Deputy Chief Compliance Officer The candidate responsibilities include : ... : Assisting Interactive Advisors’ Chief Compliance Officer to ensure Interactive Advisors complies ... but not limited to annual compliance reviews,..
Lead Counsel - SEC Filings/Public Disclosures The candidate will advise on public company matters, including SEC filings and other public disclosures, corporate governance, board and shareholder items, and securities law compliance ..
... reports to the Chief Strategy Officer and manages all projects and ... Office, Foundation, Legal, Risk & Compliance teams, PR & Marketing, physician-leaders, ... computer software, with experience in..
... IX Coordinator and Clery Act Compliance Officer Duties: Serve as the primary ... authority for monitoring and coordinating compliance of the University with Title ... the University's progress related..
Chief Compliance Officer- Office of Compliance The candidate will be serving ... the focal point for University-wide compliance and privacy and ethics activities. ... Code of Conduct and applicable compliance..
Senior Attorney, Compliance The candidate under the general ... strategies for building company’s overall Compliance Program, to include development of ... the program evolves, including enterprise compliance, risk assessment and..
Work Function: Data Science/Mining The Department of Mathematics and Statistics Data Science Program invites applications for a Director of a new Online Program in Data Science/Professorial Lecturer for Academic Years 2022-2024. ..
... strategic investor relations program in compliance with corporate policies and securities ... issues related to investor relations, capital allocation, and corporate development, while ... for special projects such as..