Capital Markets Compliance Jobs in Groveton, Virginia | EmploymentCrossing.com


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124

Capital Markets Compliance Jobs in Groveton





Job info
SPONSORED JOB
Location
Washington, DC
Posted Date
Oct 31,22
Source
Employer   

compliance capital markets Principal The candidate will serve ... candidate will serve as a capital markets regulatory expert for the design ... and conduct of comprehensive complicated compliance engagements including..

SPONSORED JOB
Company
Location
McLean, VA
Posted Date
Nov 25,22
Source
Employer   

compliance Manager capital markets compliance The candidate will be assessing ... The candidate will be assessing compliance risk through reviews of new ... in monitoring the firm s compliance

 
Company
**********
Location
Washington, DC
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Senior Attorney, Compliance The candidate under the general ... strategies for building company’s overall Compliance Program, to include development of ... the program evolves, including enterprise compliance, risk assessment and..

 
Location
Washington, DC
Posted Date
Mar 18, 2024
Info Source
Recruiter  -  

Washington, D.C. office of a BCG Attorney Search Top Ranked Law Firm seeks public company associate attorney with 3-4 years of experience. The candidate will work closely with other members of ..

 
Company
**********
Location
Washington, DC
Posted Date
Dec 05, 2022
Info Source
Employer  - Full-Time  90  

Corporate Associate - Securities / Capital Markets The candidate must have 3-6 ... in securities law advice and capital markets transactions. Should have specific expertise ... specific expertise in securities..

 
Company
**********
Location
McLean, VA
Posted Date
Dec 03, 2022
Info Source
Employer  - Full-Time  90  

... of Global Control Room and Compliance Surveillance The candidate will maintain ... issues to Desk Heads and Compliance. Oversight of permitted communications between ... information barriers, investment banking and..

 
Location
Washington, DC
Posted Date
Mar 15, 2024
Info Source
Recruiter  -  

Job Overview: A law firm seeks a Mid-level Associate Attorney to join the Corporate - Capital Markets and Public Companies practice. The ideal candidate will have substantial experience in large law ..

 
Location
Washington, DC
Posted Date
Jan 24, 2024
Info Source
Recruiter  -  

... DC, is seeking a Corporate Securities/Capital Markets Associate Attorney with 2-5 years ... in securities law advice and capital markets transactions, focusing on public company ... obligations, public securities..

 
Location
Rockville, MD
Posted Date
May 27, 2023
Info Source
Employer  - Full-Time  90  

ADP is hiring a Global Sales Manager, Major Markets. In this position you will sell ADP Solutions to US Headquartered Major Accounts (1000-3000 employees) to address their Human Capital Management needs ..

 
Company
**********
Location
McLean, VA
Posted Date
Dec 13, 2022
Info Source
Employer  - Full-Time,Work From Home  90  

Compliance Manager - Capital Markets Compliance The candidate will be assessing ... The candidate will be assessing compliance risk through reviews of new ... Participating in monitoring the firm’s compliance..

 
Location
Washington, DC
Posted Date
Nov 18, 2022
Info Source
Employer  - Full-Time  90  

Compliance, Capital Markets Principal The candidate will serve ... candidate will serve as a capital markets regulatory expert for the design ... and conduct of comprehensive, complicated compliance engagements, including..

 
Location
Washington, DC
Posted Date
Feb 22, 2024
Info Source
Recruiter  -  

... Mid-Level Life Sciences Regulatory and Compliance Associate Attorney to provide expertise ... provide expertise in regulatory and compliance matters related to corporate transactions ... related to corporate transactions and..

 
Location
Washington, DC
Posted Date
Nov 03, 2022
Info Source
Employer  - Full-Time  90  

Associate - Securities and Capital Markets The candidate will provide high-quality ... Must have 4-6 years of Capital Markets/Securities transactional experience, including substantive involvement ... public company reporting, disclosure and..

 
Company
**********
Location
Washington, DC
Posted Date
Sep 22, 2020
Info Source
Employer  - Full-Time  90  

Capital Markets Associate Attorney The candidate will have had substantive experience with respect to representing issuers, financial institutions, underwriters and agents with respect to public and private offerings of debt and/or ..

 
Location
Washington, DC
Posted Date
Feb 16, 2024
Info Source
Recruiter  -  

A law firm based in Washington D.C. is seeking a seasoned FinTech and Blockchain Counsel with a minimum of 8 years of legal practice. The ideal candidate should possess a deep ..

 
Location
Washington, DC
Posted Date
Mar 17, 2024
Info Source
Recruiter  -  

... aspects of the formation, structuring, compliance, and ongoing management of alternative ... role entails working with related capital-raising transactions and managing the equity ... of fund formation, structuring, and..

 
Location
Washington, DC
Posted Date
Feb 11, 2024
Info Source
Recruiter  -  

... Ranked Law Firm seeks mid-level capital markets associate attorney with 3+ years ... '33 and '34 Act matters, Capital Markets, IPOs, Corporate Governance, Compliance Matters, Exchange Listing Matters, M&A...

 
Company
**********
Location
Washington, DC
Posted Date
Dec 06, 2022
Info Source
Employer  - Full-Time  90 

Corporate & Finance - Capital Markets, Mid-Level Associate The candidate should ... The candidate should have extensive capital markets experience, including representing (i) companies, ... governance and SEC reporting and..

 
Location
Washington, DC
Posted Date
Feb 15, 2024
Info Source
Recruiter  -  

... is seeking a Securities and Capital Markets Associate Attorney with strong transactional ... public company equity and debt capital markets, M&A transactions, and SEC compliance and reporting. The Securities..

 
Company
Location
Washington, DC
Posted Date
Dec 02, 2022
Info Source
Employer  - Full-Time  90  

Midlevel Capital Markets Associate The candidate should have ... public company securities offerings and compliance required. Will be working with ... with the corporate practice’s growing capital markets clients, and..

 
Location
Washington, DC
Posted Date
Mar 27, 2024
Info Source
Recruiter  -  

... regular periodic reporting requirements and capital markets projects, and contributing to general ... meeting periodic reporting requirements and compliance with federal and state securities ... on '34 Act reporting.Assist..

 
Location
Washington, DC
Posted Date
Mar 15, 2024
Info Source
Recruiter  -  

... Ranked Law Firm seeks mid-level capital markets lawyer with 2+ years of ... ideal candidate must have extensive capital markets experience, including representing: companies, investors ... governance and SEC..

 
Location
Washington, DC
Posted Date
Feb 21, 2024
Info Source
Recruiter  -  

Job Overview: A law firm in Washington, DC is seeking a Mid-Level Financial Services Regulatory Associate Attorney to join their team. The ideal candidate will be responsible for researching, advising, and ..

 
Company
**********
Location
Washington, DC
Posted Date
Dec 05, 2022
Info Source
Employer  - Full-Time  90  

Corporate Associate - Securities / Capital Markets The candidate must have 3-6 ... in securities law advice and capital markets transactions. Should have specific expertise ... specific expertise in securities..

 
Job title
GRANTED JOB
Company
**********
Location
Rockville, MD
Posted Date
Sep 29, 2020
Info Source
Employer  - Full-Time  90  

Compliance Associate Duties: Providing strategic support ... Providing strategic support to the Compliance Functions in the design, implementation ... implementation and maintenance of the Compliance programs and related policies &..

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