THE LARGEST COLLECTION OF JOBS ON EARTH
Supports PDF, DOC, DOCX, TXT, XLS, WPD, HTM, HTML files up to 5 MB
Assistant General Counsel, Compliance The candidate will be responsible for: Provide crucial thought-leadership and action in the creation and implementation of company’s Compliance Program, to include development of various aspects of ..
Senior Attorney, Compliance The candidate under the general direction of ECO management, assist in the creation, planning, prioritization, and implementation of strategies for building company’s overall Compliance Program, to include development ..
Assistant General Counsel, Compliance Duties: Provide crucial thought-leadership and action in the creation and implementation of FINRA’s Compliance Program, to include development of various aspects of the program over time as ..
Director, Compliance Program Office The candidate will be responsible for developing and maintaining comprehensive rules to controls identification and assessment framework (controls framework) for Member Supervision in coordination with the Office ..
JOB SUMMARY: At CSIS we actively seek to employ a diverse group of people who embody our organizational values. We welcome and encourage individuals of all backgrounds to apply, especially those ..
Calvert Research and Management Advisory Compliance, Vice President/Executive Director The candidate will assist the CCO in maintaining a 206(4)-7 compliance program appropriate to Calvert and reflective of industry best practices and ..
Director of Compliance Operations and Business Conduct The candidate will, under the direction of the Chief Compliance Officer, manage the Firm’s internal compliance and business conduct framework. Will develop policies, procedures, ..