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Legal And Compliance Specialist The candidate will handle many of the day to day compliance and operational responsibilities for the firm supporting the Chief Compliance Officer. Manage individual and firm registration ..
Compliance Analyst The candidate should have strong understanding of options and futures. Will assist and report to the CCO for all compliance management. Will work closely with regulatory inquiries that may ..
Aon is looking for an Investment Compliance Manager As part of an industry-leading team, you will help empower results for our clients by delivering innovative and effective solutions supporting our investment ..
Chief Marketing Officer (CMO) – North America (NA) Do you want to drive revenue and lead a marketing program and team passionate about demand generation through coordinated marketing & communications campaigns? ..
Compliance Officer - Securities Industry The candidate will serve as support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series trusts containing mutual funds and exchange-traded funds (Trusts). Will assist ..
Chief Compliance Officer The candidate will report to the General Counsel and FEIM CCO, this individual will lead, develop and motivate a small compliance team while providing support to the credit ..
Legal and Compliance Analyst The candidate will manage quarterly and annual certification process. Assist with preclearance requests and trade alerts. Work with brokerage firms to set up and maintain electronic feeds ..
Growth Marketing Leader for Finance Buyer and Regions – North America Are you looking for a leadership role in marketing? If so, this role may be right for you!The Growth Marketing ..