Cco Jobs in New York City

Job Information Bristol Myers Squibb Senior Supervisor, Equipment Commissioning & Qualification (ECQ) in Summit New Jersey Bristol-Myers Squibb is a global Biopharma company committed to a single mission: to discover, develop, ..

... and in collaboration with, the CCO, participate in coordinating HIPM risk ... vendor. In collaboration with the CCO and other Compliance Officers, identify ... Work Plans. Submit to the..

Chief Compliance Officer The candidate will be responsible for: Lead compliance organization, providing guidance and support to our business partners, senior management, Board of Directors, and compliance team. For both our ..

Vice President, Compliance The candidate will support the CCO in designing and implementing a compliance program for registered investment advisers and registered investment companies that is effective in preventing, detecting, and ..

Manager, Swap Dealer Advisor Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program. Advising Sales and Trading and related Operations teams on CFTC swap regulations and Designated Contract ..

Director, Compliance Program Office The candidate will be responsible for developing and maintaining comprehensive rules to controls identification and assessment framework (controls framework) for Member Supervision in coordination with the Office ..

Vice President-CFTC Swap Dealer Compliance Officer The candidate will provide coverage as and when required of senior management meetings (for example; Swap Dealer Operating Committee, Swap Dealer Management Committee, Sec Corp ..

Director, Compliance Program Office The candidate will be responsible for developing and maintaining comprehensive rules to controls identification and assessment framework (controls framework) for Member Supervision in coordination with the Office ..

Compliance Specialist Duties: Participates in the administration and oversight of compliance programs for all jurisdictions and product lines written by CopperPoint. Works with the CCO, VP Compliance, and Compliance Oversight Committee ..

Vice President Quality Assurance And Compliance The candidate will lead the NA Claims Quality Assurance and Compliance teams; Develop and execute the NA Claims Quality Assurance and Compliance strategy; Develop and ..

As an Executive Creative Director, you are the main driver behind our creative product. Your job is to make sure that our work matches the highest standards in the industry. You ..

Director Compliance The candidate will design and implement an effective, risk-based broker-dealer testing program for Pruco, PIMS and PAD to assist in detecting and preventing violations of, and achieving compliance with, ..

Director, Compliance Program Office The candidate will be responsible for developing and maintaining comprehensive rules to controls identification and assessment framework (controls framework) for Member Supervision in coordination with the Office ..

As an Executive Creative Director, you are the main driver behind our creative product. Your job is to make sure that our work matches the highest standards in the industry. You ..

Bank Trust Compliance Officer The candidate oversees the firm's compliance function, as well as playing a principal role in enterprise risk management under the direction of the CCO. Identifies and communicates ..

General Compliance Privacy Officer The candidate will report directly to the Chief Compliance Officer (“CCO”) and will need to provide advice and guidance to the CCO, Senior Management, and business lines ..

Compliance Specialist Duties: Participates in the administration and oversight of compliance programs for all jurisdictions and product lines written by CopperPoint. Works with the CCO, VP Compliance, and Compliance Oversight Committee ..

Director Compliance The candidate will design and implement an effective, risk-based broker-dealer testing program for Pruco, PIMS and PAD to assist in detecting and preventing violations of, and achieving compliance with, ..

Compliance, Swap Dealer Compliance, Vice President The candidate will assist in responding to regulatory inquiries, audits, examinations and investigations, and liaising with regulators (SEC, CFTC & NFA). Assist the Swap Dealer ..

Compliance, Global Markets Compliance, Swap Dealer, Associate/VP Responsibilities: Assist in responding to regulatory inquiries, audits, examinations and investigations, and liaising with regulators (SEC, CFTC & NFA). Assist the Swap Dealer team ..

Chief Compliance Officer The candidate will report to the General Counsel and FEIM CCO, this individual will lead, develop and motivate a small compliance team while providing support to the credit ..

Compliance and Funds Counsel The candidate will drive compliance throughout the company and provide the highest quality support to the funds business, both in formation and operation. This role will engage ..

Director - Senior Swap Dealer Compliance Officer Duties: Provide coverage as and when required of senior management meetings (for example; Swap Dealer Operating Committee, Swap Dealer Management Committee, Sec Corp CEO ..