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Chief Compliance Officer Duties: Providing the business leadership and vision for the strategic planning and management of an integrated healthcare compliance program in support of the mission and strategic goals of ..
Legal And Compliance Specialist The candidate will handle many of the day to day compliance and operational responsibilities for the firm supporting the Chief Compliance Officer. Manage individual and firm registration ..
... and in collaboration with, the CCO, participate in coordinating HIPM risk ... vendor. In collaboration with the CCO and other Compliance Officers, identify ... Work Plans. Submit to the..
Bank Trust Compliance Officer The candidate oversees the firm's compliance function, as well as playing a principal role in enterprise risk management under the direction of the CCO. Identifies and communicates ..
Compliance and Funds Counsel The candidate will drive compliance throughout the company and provide the highest quality support to the funds business, both in formation and operation. This role will engage ..
Director, Compliance Program Office The candidate will be responsible for developing and maintaining comprehensive rules to controls identification and assessment framework (controls framework) for Member Supervision in coordination with the Office ..
Director Compliance The candidate will design and implement an effective, risk-based broker-dealer testing program for Pruco, PIMS and PAD to assist in detecting and preventing violations of, and achieving compliance with, ..
General Compliance Privacy Officer The candidate will report directly to the Chief Compliance Officer (“CCO”) and will need to provide advice and guidance to the CCO, Senior Management, and business lines ..
Manager, Swap Dealer Advisor Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program. Advising Sales and Trading and related Operations teams on CFTC swap regulations and Designated Contract ..
Chief Compliance Officer The candidate will be responsible for: Lead compliance organization, providing guidance and support to our business partners, senior management, Board of Directors, and compliance team. For both our ..
VP Compliance Officer The candidate will be maintaining compliance policies and procedures for assigned trusts or advisers, performing annual reviews thereon, conducting risk assessments and periodic compliance testing, maintaining oversight of ..
Chief Compliance Officer The candidate will report to the General Counsel and FEIM CCO, this individual will lead, develop and motivate a small compliance team while providing support to the credit ..
Compliance, Swap Dealer Compliance, Vice President The candidate will assist in responding to regulatory inquiries, audits, examinations and investigations, and liaising with regulators (SEC, CFTC & NFA). Assist the Swap Dealer ..
As an Executive Creative Director, you are the main driver behind our creative product. Your job is to make sure that our work matches the highest standards in the industry. You ..
Compliance Specialist Duties: Participates in the administration and oversight of compliance programs for all jurisdictions and product lines written by CopperPoint. Works with the CCO, VP Compliance, and Compliance Oversight Committee ..
Compliance Leader Onshore Wind, Offshore Wind and Digital Services The candidate will design, own and manage the compliance program for the 3 businesses (and their JVs as applicable), and ensure that ..
Compliance, Global Markets Compliance, Swap Dealer, Associate/VP Responsibilities: Assist in responding to regulatory inquiries, audits, examinations and investigations, and liaising with regulators (SEC, CFTC & NFA). Assist the Swap Dealer team ..