Cco Jobs in Ohio

Vice President, Corporate Compliance Responsibilities: Lead the development, implementation and operations activities of the CPS Corporate Compliance and Ethics Program and the Corporate Compliance Plan, including: development and implementation of regular ..

DEPARTMENT: JDMS Sourcing and Cost Management POST END DATE: POSITION TYPE: Employee POSITION REPORTS TO: Senior CoE Analytics & CCO Analyst POSITION SUPERVISES: N/A PAY LEVEL: 7 FLSA STATUS: Exempt    POSITION ..

DEPARTMENT: JDMS Sourcing and Cost Management POST END DATE: POSITION TYPE: Employee POSITION REPORTS TO: CoE Analytics & CCO Manager POSITION SUPERVISES: CoE Analytics & CCO Manager PAY LEVEL: 9 FLSA ..

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

DEPARTMENT: JDMS Sourcing and Cost Management POST END DATE: POSITION TYPE: Employee POSITION REPORTS TO: Senior CoE Analytics & CCO Manager POSITION SUPERVISES: Senior CoE Analytics & CCO Analyst PAY LEVEL: ..

VP Compliance Officer The candidate will be maintaining compliance policies and procedures for assigned trusts or advisers, performing annual reviews thereon, conducting risk assessments and periodic compliance testing, maintaining oversight of ..

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

VP Compliance Officer The candidate will be maintaining compliance policies and procedures for assigned trusts or advisers, performing annual reviews thereon, conducting risk assessments and periodic compliance testing, maintaining oversight of ..

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

Compliance Officer - Securities Industry The candidate will serve as support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series trusts containing mutual funds and exchange-traded funds (Trusts). Will assist ..