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Investment Management Associate; Senior Associate – Securities The candidate must have 2-4 years of post-JD experience. Should have experience advising and representing investment advisers, broker-dealers, hedge funds, securities exchanges, or securities ..
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Corporate Associate The candidate should have 2-4 years of derivatives. Should have CFTC investigation experience although we will consider other relevant government investigation experience as well. Must be eligible to waive ..
Director, Financial Innovation Duties: Research, analyze and report on new and benefits and risks, market trends, and business practices, focusing on innovation issues that may influence investors or market participants or ..
Executive Principal, Associate General Counsel The candidate will provide senior legal counsel to internal business clients on both routine and complex matters regarding legal risk. Advise internal clients on regulations applicable ..
Litigation Associate The candidate must have 2+ years of relevant experience; experience working on commercial litigation and/or criminal and regulatory investigations by, among others, the DOJ, SEC, CFTC, and/or state attorneys ..
Associate General Counsel, Regulatory The candidate will be assisting the firm’s Chief Regulatory Counsel in handling various regulatory matters, including evaluating the legal and regulatory impact of new proposed business lines ..
Director, Emerging Regulatory Issues The candidate will research, analyze and report on new benefits and risks, market trends, and business practices, focusing on innovation issues that may influence investors or market ..
Associate General Counsel - Enforcement The candidate will be assisting the firm’s Chief Counsel on Investigations & Enforcement in handling various regulatory and enforcement-related matters, including handling regulatory inquiries from the ..
Associate The candidate should have 3 years of law firm, government, or in-house experience working with financial institutions, financial markets or fintech on enforcement and regulatory matters under the commodities, banking, ..
Associate General Counsel – Enforcement Responsibilities: Handling regulatory inquiries from the SEC, FINRA, CFTC, NFA and other regulatory authorities. Working with outside counsel in managing larger enforcement matters brought by the ..
Associate General Counsel RESPONSIBILITIES: Securities Regulation on securities and financial services matters involving the SEC, FINRA, other self- regulatory agencies, the CFTC, banking regulators, Treasury, FSOC, other interested policymakers and, as ..
Interactive Brokers is looking for a motivated and talented corporate attorney with experience in fintech businesses and online trading who is interested in joining the firm’s General Counsel office in Greenwich, ..
Associate Principal Analyst, International Affairs Duties: Conduct research and analysis of international developments covering a wide range of financial regulatory topics and jurisdictions with minimal supervision to inform senior management and ..