Cftc Attorney Jobs in New York City

Securities Litigation and Enforcement Senior Associate The candidate must have 4-6 years post-JD experience (not including clerkships) and have experience handling SEC Enforcement and other government investigations, internal investigations and other ..

Seeking a Litigation Associate with 2-7 years of experience in handling SEC Enforcement and other government investigations, internal investigations and other white collar and regulatory enforcement matters. Experience in regulatory ..

Litigation Associate The candidate must have 4-6 years of experience and have experience handling SEC Enforcement and other government investigations, internal investigations and other white collar and regulatory enforcement as well ..

Head of North America Research Compliance Duties: Providing compliance coverage to an assigned function/business/product. Provides compliance guidance on function/business/product rules and regulations relating to operational issues, transactional approvals and the application ..

Associate Principal Analyst, International Affairs Duties: Conduct research and analysis of international developments covering a wide range of financial regulatory topics and jurisdictions with minimal supervision to inform senior management and ..

Litigation Associate The candidate must have a JD degree from an ABA-approved law school and be an active member in good standing of the Bar. Should have 4-6 years of experience ..

Swap Dealer Compliance Officer The candidate will manage swap dealer compliance program including assessing and updating policies and procedures, guiding training and education process and on-going regulatory interactions. Providing real time ..

Job OverviewA law firm seeks a Litigation Associate Attorney in New York City. The role involves representing whistleblowers in False Claims Act qui tam litigation in federal and state courts, as ..

Regulatory Change Management, Vice President The candidate will be responsible for: Timely review and initial analysis of alerts issued by various regulatory authorities (e.g. legislative bodies; departments; administrative agencies; and self-regulatory ..

Security Based Swap Dealer Compliance Officer Duties: Responsible for compliance and regulatory matters relating to the Bank’s Dodd-Frank Title VII obligations. Assist the BNS Swap Dealer Chief Compliance Officer in the ..

Legal Initiative And Regulatory Reform Lawyer The candidate will provide legal advice, strategic analysis and interpretation on legal initiatives, legislative and regulatory reforms and impact analysis on Global Market division businesses ..

Job Overview: A law firm in Cherry Hill, NJ, is seeking a Mid to Senior-Level Litigation Associate Attorney with 4-6 years of experience in corporate governance and/or securities litigation. The ideal ..

Job OverviewA law firm seeks a highly qualified mid-level associate with a minimum of 3 years of experience in transactional commodities, futures, and derivatives matters to join their New York, NY ..

Compliance, Global Markets Compliance, Swap Dealer, Associate/VP Responsibilities: Assist in responding to regulatory inquiries, audits, examinations and investigations, and liaising with regulators (SEC, CFTC & NFA). Assist the Swap Dealer team ..

Regulatory Change Management, Vice President The candidate will be responsible for: Timely review and initial analysis of alerts issued by various regulatory authorities (e.g. legislative bodies; departments; administrative agencies; and self-regulatory ..

Job OverviewA law firm seeks a highly qualified Senior Associate for its Corporate Derivatives practice in New York, NY. The ideal candidate will have a minimum of 5 years of experience ..

Job OverviewA law firm seeks a highly qualified mid-level associate for its Financial Regulatory and Derivatives practice group in New York, NY. The ideal candidate will have a minimum of 3 ..