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Investment Management Associate; Senior Associate – Securities The candidate must have 2-4 years of post-JD experience. Should have experience advising and representing investment advisers, broker-dealers, hedge funds, securities exchanges, or securities ..
Corporate Associate The candidate should have 2-4 years of derivatives. Should have CFTC investigation experience although we will consider other relevant government investigation experience as well. Must be eligible to waive ..
Director, Financial Innovation Duties: Research, analyze and report on new and benefits and risks, market trends, and business practices, focusing on innovation issues that may influence investors or market participants or ..
Counsel/Senior CounselCounsel/Senior Counsel The candidate will provides primary legal support for debt securities issuances, liquidity management initiatives and derivative and asset/liability management transactions. Other responsibilities include providing legal advice on legal ..
Associate General Counsel – Enforcement Responsibilities: Handling regulatory inquiries from the SEC, FINRA, CFTC, NFA and other regulatory authorities. Working with outside counsel in managing larger enforcement matters brought by the ..
Associate Principal Analyst, International Affairs Duties: Conduct research and analysis of international developments covering a wide range of financial regulatory topics and jurisdictions with minimal supervision to inform senior management and ..
Associate General Counsel - Enforcement The candidate will be assisting the firm’s Chief Counsel on Investigations & Enforcement in handling various regulatory and enforcement-related matters, including handling regulatory inquiries from the ..
Associate General Counsel, Regulatory The candidate will be assisting the firm’s Chief Regulatory Counsel in handling various regulatory matters, including evaluating the legal and regulatory impact of new proposed business lines ..