Chief Compliance Officer Jobs

Global Chief Compliance Officer- Broker Dealer The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide ..

Chief Compliance Officer Duties: Responsible for overseeing and ... Responsible for overseeing and managing compliance to ensure that firm is ... that firm is upholding best compliance practices and complying..

Chief Compliance Officer The candidate will serves as ... leader for all aspects of compliance related to firm's operations, which ... the firm's Office of Healthcare Compliance and firm's Compliance..

Deputy Chief Compliance Officer The candidate will do a ... emerging BSA/AML/KYC/CIP trends and BSA Compliance issues. Supervise 314(a) list reviews ... that will enhance the overall compliance function and..

Deputy Chief Compliance Officer – Retail RIA The candidate ... developing and maintaining a robust compliance program, with a focus on ... program, with a focus on compliance with all..

... position) Definition Serves as the chief legal officer and advisor to the Board ... Duties Serves as the District's chief legal officer and advisor on all transactions ... District..

Chief Compliance Officer Duties: Provide the President and ... with information and recommendations regarding compliance matters. Oversee the University’s Compliance Plan. Lead the University’s efforts ... to foster a culture..

Chief Compliance Officer and Senior Associate General Counsel ... Oversees and manages the University's compliance function and compliance risk management, and is an ... collaborative manner with other established compliance..

Counsel and Chief Compliance Officer Duties: Be a key part ... from a legal, regulatory, and compliance perspective. Work with senior leaders ... guidance on all legal and compliance aspects..

... attorney to provide legal and compliance advisory services to clients in ... with seasoned legal professionals and compliance personnel.Duties:Offer legal defense in regulatory ... advisory firmsProvide strategic guidance on..

Deputy Chief Compliance Officer – Retail RIA The candidate ... developing and maintaining a robust compliance program, with a focus on ... program, with a focus on compliance with all..

Chief Compliance Officer Duties: Oversees the System’s compliance, risk, and privacy programs. Continuously ... and identifies possible areas of compliance vulnerability and risk. Assists with ... and procedures for the..

SVP Chief Compliance Officer Duties: Develops and oversee an ... and oversee an integrated, enterprise-wide compliance and privacy program. Serves as ... of positive ethical principles and compliance with federal..

Chief Compliance Officer and General Counsel The candidate ... management. Supports the Company’s legal, compliance, and corporate efforts by maintaining ... of unitholder/LP communications to ensure compliance with applicable federal..

Job Title: Chief Compliance Officer Or Senior CounselJob Overview: A ... OH is seeking an accomplished compliance and legal professional with deep ... shaping and directing the overall compliance framework and..

Job TitleChief Compliance Officer Or Senior CounselJob OverviewA distinguished ... team, either in a leadership compliance role or as a senior ... individual will guide and shape compliance infrastructure and..

... attorney for the position of Chief Assistant Corporation Counsel ("Chief ACC") in its Employment Litigation ... current and former employees. The Chief ACC will work under the ... their..

Deputy Chief Compliance Officer – Retail RIA The candidate ... developing and maintaining a robust compliance program, with a focus on ... program, with a focus on compliance with all..

Job TitleChief Compliance Officer Or Senior CounselJob OverviewA prominent ... Cleveland, OH seeks a seasoned compliance leader or senior-level legal advisor ... the evolving landscape of regulatory compliance, governance, and..

Deputy Chief Compliance Officer The candidate responsibilities include : ... include : Assisting Interactive Advisors’ Chief Compliance Officer to ensure Interactive Advisors complies ... but not limited to annual compliance..

... SVP, Deputy General Counsel & Chief Compliance Officer and Corporate Secretary.  In this ... assist the Capital Markets/Securities and Compliance groups.   Here you’ll get ... as the D&O..

Senior Vice President Chief Compliance Officer Duties: Creation and revision of ... Duties: Creation and revision of compliance program policies under the direction ... under the direction of the Chief..

Deputy Chief Compliance Officer Duties: Maintain and further develop ... further develop all areas of compliance programs and strategy, including the ... statutes. Develop, implement, and modify compliance and ethics-related..