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Chief Compliance Officer Jobs





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SPONSOREDJOB
Location
Buffalo Grove, IL
Posted Date
Apr 02,18
Source
Employer   

chief compliance officer RESPONSIBILITIES: Responsible for leading the ... RESPONSIBILITIES: Responsible for leading the compliance Program. Will collaborate with compliance and business colleagues to develop, ... develop, implement, and maintain..

SPONSOREDJOB
Location
Dallas, TX
Posted Date
Apr 20,18
Source
Employer   

chief compliance officer The candidate will establish and ... management, monitoring and reporting of compliance risks and issues. Responsible for ... Develop an appropriate and effective compliance officer training strategy...

 
Company
Location
West Columbia, SC
Posted Date
Apr 20, 18
Info Source
Employer  - Full-Time   
Total Views
5

Chief Compliance Officer The candidate will help lead ... the implementation of the Corporate Compliance program at the company. Inform ... Inform and advise the Executive Compliance Committee and the..

 
Company
Location
Fort Mill, SC
Posted Date
Apr 20, 18
Info Source
Employer  - Full-Time   
Total Views
8

EVP, Chief Compliance Officer The candidate will be responsible ... for the day-to-day management of Compliance functions including: Policy Management, Registration ... Policy Management, Registration & Licensing, Compliance Education, Regulatory..

 
Company
Location
Cambridge, MA
Posted Date
Apr 19, 18
Info Source
Employer  - Full-Time   
Total Views
2

Chief Compliance Officer Duties: Responsible for the development, ... and oversight of the Company’s compliance program. Periodically report to the ... and effectiveness of the Company’s compliance program. Promote a..

 
Company
Location
New York City, NY
Posted Date
Apr 18, 18
Info Source
Employer  - Full-Time   
Total Views
11

Chief Compliance Officer – Training- The candidate will ... strategy of firm and utilize Compliance Risk Assessments; accountable for effective ... ICRM COO and firm Ethics Officer, develop an employee..

 
Company
Location
Chicago, IL
Posted Date
Apr 19, 18
Info Source
Employer  - Full-Time   
Total Views
1

Deputy Chief Compliance Officer Duties: Responsible for Compliance and Regulatory affairs for US ... and implements strategies enhancing regulatory compliance and reducing risk. Keeps abreast ... compile and prepare the..

 
Company
Location
Boca Raton, FL
Posted Date
Apr 20, 18
Info Source
Employer  - Full-Time   

EVP of General Counsel/ Chief Compliance Officer The candidate will be responsible ... maintaining the corporate legal and compliance programs for firm, subsidiaries, subcontractors ... requirements and changes; monitoring organization-wide..

 
Company
Location
Shaker Heights, OH
Posted Date
Apr 16, 18
Info Source
Employer  - Full-Time   
Total Views
3

Chief Compliance Officer The candidate acts as an ... monitor and update a system-wide compliance and ethics program designed to ... Plans, implements and manages all compliance and ethics activities..

 
Company
Location
New York City, NY
Posted Date
Apr 20, 18
Info Source
Employer  - Full-Time   
Total Views
1

Chief Compliance Officer The candidate will oversee the ... day-to-day operation of the company's compliance program globally. Will partner with ... and identify potential areas of compliance vulnerability for each..

 
Company
Location
Tulsa, OK
Posted Date
Apr 18, 18
Info Source
Employer  - Full-Time  

Chief Compliance Officer The candidate will develop, implement ... aspects of the Bank’s enterprise-wide Compliance Management Program. Will manage compliance efforts at all levels of ... levels of the organization...

 
Company
Location
Redwood City, CA
Posted Date
Apr 16, 18
Info Source
Employer  - Full-Time   

Chief Compliance Officer Responsibilities: Lead compliance operations team to support the ... with the COO, to maintain compliance with applicable securities laws and ... maintain, update and test written compliance..

 
Company
Location
Lansing, MI
Posted Date
Apr 19, 18
Info Source
Employer  - Full-Time   
Total Views
2

Chief Compliance Officer:- The candidate will be responsible ... be responsible for overseeing company’s compliance with all applicable securities and ... laws and regulations. Lead company’s compliance program, which includes..

 
Company
Location
Southfield, MI
Posted Date
Apr 20, 18
Info Source
Employer  - Full-Time   
Total Views
2

PMFA Chief Compliance Officer The candidate work will include: ... procedures, and practices to ensure compliance with laws and regulations. Overseeing ... dissemination of new and updated compliance standards and..

 
Company
Location
Alpharetta, GA
Posted Date
Apr 18, 18
Info Source
Employer  - Full-Time   
Total Views
1

Chief Compliance Officer The candidate will structure and ... and processes, develops and manages compliance programs and identifies and evaluates ... programs and identifies and evaluates compliance issues and concerns..

 
Company
Location
Los Angeles, CA
Posted Date
Apr 18, 18
Info Source
Employer  - Full-Time   
Total Views
3

Senior Counsel and Americas Chief Compliance Officer The candidate will assist in ... operations/transactions and lead the Americas compliance program. Will report to firm ... regulatory, litigation, corporate governance, fund-level..

 
Company
Location
Buffalo Grove, IL
Posted Date
Apr 20, 18
Info Source
Employer  - Full-Time   

Chief Compliance Officer RESPONSIBILITIES: Responsible for leading the ... RESPONSIBILITIES: Responsible for leading the Compliance Program. Will collaborate with Compliance and business colleagues to develop, ... develop, implement, and maintain..

 
Company
Location
New York City, NY
Posted Date
Apr 17, 18
Info Source
Employer  - Full-Time   

Chief Compliance Officer Capital Markets Group, AML Officer, firm Investments The candidate will ... report directly to firm Investments Chief Compliance Officer, Global Investments. Will cultivate and ... and promote..

 
Company
Location
Wilton, CT
Posted Date
Apr 17, 18
Info Source
Employer  - Full-Time   
Total Views
1

Chief Compliance Officer Capital Markets Group, AML Officer, firm Investments The candidate will ... report directly to firm Investments Chief Compliance Officer, Global Investments. Will cultivate and ... and promote..

 
Company
ICS
Location
San Francisco, CA
Posted Date
Apr 15, 18
Info Source
Recruiter  - Full-Time   
Total Views
16

Job Description - Chief Compliance Officer As Chief Compliance Officer, you will have the opportunity ... to build a FinTech firm's compliance program into its next level ... role you..

 
Location
Las Vegas, NV
Posted Date
Apr 18, 18
Info Source
Employer  - Full-Time  
Total Views
6

... conduct the search for their Chief Compliance Officer. This is an outstanding opportunity ... Reporting to the CEO, the Chief Compliance Officer will be responsible for managing ... responsible..

 
Company
Location
Tampa, FL
Posted Date
Apr 19, 18
Info Source
Employer  - Full-Time   
Total Views
9

... available to all.The Vice-President, AML Compliance Officer u2013AML Emerging Risk plays a ... and associated controls.The Vice-President, AML Compliance Officer-AML Emerging Risk, will be a ... and assess current..

 
Job title
GRANTED JOB
Company
Location
New York City, NY
Posted Date
Apr 19, 18
Info Source
Employer  - Full-Time   

Chief Compliance Officer The candidate will be responsible ... improvement of the company’s overall compliance program. Will support the development ... implementation of the company’s overall compliance program. Update and..

 
Job title
GRANTED JOB
Company
Location
Dallas, TX
Posted Date
Apr 18, 18
Info Source
Employer  - Full-Time   

Chief Compliance Officer The candidate will establish and ... management, monitoring and reporting of Compliance risks and issues. Responsible for ... Develop an appropriate and effective compliance officer training strategy...

 
Job title
GRANTED JOB
Company
Location
Rockwall, TX
Posted Date
Apr 20, 18
Info Source
Employer  - Full-Time   
Total Views
7

Summary:ru003cbru003eThe Chief Compliance Officer will provide an effective compliance risk management framework and appropriately ... and appropriately resourced specialized regulatory compliance support to the bank The ... support to the..

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