Chief Compliance Officer Jobs in New York City

Chief Compliance Officer Responsibilities: Provides legal counsel to ... broad range of issues. The Chief Compliance Officer has ultimate compliance accountabilities, and reports to the ... University, and advises them..

Global Chief Compliance Officer- Broker Dealer The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide ..

Chief Compliance Officer Responsibilities: Oversees the corporate compliance program for University Hospital, providing ... and maintaining systems that ensure compliance with University Hospital’s internal policies. .....

Chief Compliance Officer The candidate will be responsible ... will be responsible for: Lead compliance organization, providing guidance and support ... management, Board of Directors, and compliance team. For both..

Director, Compliance Program Office The candidate will ... the Office of Ethics and Compliance, Chief Compliance Officer (CCO office). Serve as the ... and maintenance of the new Compliance program..

Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented,..

Chief Compliance Officer Duties: Overseeing and managing compliance within the University to ensure ... and designing and stewarding effective compliance strategies, structures, and processes. Serves ... processes. Serves as the..

Import and Export Controls Compliance Officer The candidate will report to ... will report to the University's Chief Compliance Officer. Will serve as the principal ... and Trade Sanction regulations..

Legal And Compliance Specialist The candidate will handle ... of the day to day compliance and operational responsibilities for the ... for the firm supporting the Chief Compliance Officer. Manage..

Legal & Compliance – General Counsel, Strategic Partners ... marketing. Partnering with the SP Chief Compliance Officer to implement the funds’ compliance programs. Providing legal support to .....

Director, Compliance Program Office The candidate will ... the Office of Ethics and Compliance, Chief Compliance Officer (CCO office). Serve as the ... and maintenance of the new Compliance program..

Compliance and Funds Counsel The candidate ... Counsel The candidate will drive compliance throughout the company and provide ... the Head of Legal & Chief Compliance Officer (based in New..

Chief Compliance Officer The candidate will be responsible ... responsible for overseeing and managing compliance within the University to ensure ... and designing and stewarding effective compliance strategies, structures, and..

Investment Adviser Compliance Director The candidate will assist ... to establish and/or maintain a compliance program. Will act in the ... the capacity as an outsourced Chief Compliance Officer and/or..

Security Based Swap Dealer Compliance Officer Duties: Responsible for compliance and regulatory matters relating to ... Assist the BNS Swap Dealer Chief Compliance Officer in the implementation of and .....

Swap Dealer Compliance Officer The candidate will manage swap ... candidate will manage swap dealer compliance program including assessing and updating ... new business activities. Overseeing the compliance framework for..

Chief Compliance Officer The candidate oversees the corporate ... The candidate oversees the corporate compliance program for Hospital, providing guidance ... and maintaining systems that ensure compliance with Hospital's internal..

Director, Compliance Program Office The candidate will ... the Office of Ethics and Compliance, Chief Compliance Officer (CCO office). Serve as the ... and maintenance of the new Compliance program..

Import and Export Controls Compliance Officer Duties: Reporting to the University’s ... Duties: Reporting to the University’s Chief Compliance Officer, serves as the principal administrative ... and Trade Sanction regulations..

General Counsel and Chief Compliance Officer, and Secretary of the Board ... of, all legal affairs and compliance matters for all campuses of ... in all legal matters concerning compliance..

Americas Compliance & Operational Risk Control Chief of Staff Duties: To support ... To support the regional Americas Chief Compliance Officer (ACCO) and the senior management ... senior management team..

Compliance Product Senior Director Duties: Serves ... key U.S. Retail Bank product compliance risk manager and thought leader ... and thought leader for Independent Compliance Risk Management (ICRM) responsible for..

Compliance Director - GCB Products, COO ... Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for ... with the program framework. Providing compliance..