Chief Compliance Officer Jobs in North Carolina

Chief Human Resources Officer Duties: Establish and implement efforts that effectively communicate and support the mission and vision of the University; Function as a strategic partner to senior management; Design, implement, ..

Assistant Director of Human Resources Compliance & Title IX Coordinator Duties: ... Duties: Reporting directly to the Chief Human Resources Officer, serving as the Chair of ... HRIS and Payroll..

Associate Privacy Officer Duties: Works with the Chief Privacy Officer throughout the University community to ... develop, operate and monitor effective compliance in support of a doctoral/research ... mission. Eeports..

Chief Compliance Officer Duties: Oversees the System’s compliance, risk, and privacy programs. Continuously ... and identifies possible areas of compliance vulnerability and risk. Assists with ... and procedures for the..

Chief Compliance, Enterprise Risk Management, and Ethics ... Enterprise Risk Management, and Ethics Officer The candidate will report to ... oversight and coordination of the Compliance and Enterprise Risk Management..

Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of assigned business ... and/or functions. Lead and execute compliance risk management activities..

Chief Compliance Officer The candidate will oversee and ... implement all aspects of regulatory compliance program for CAPTRUST across the ... related subsidiaries. Lead the internal compliance team and oversee..

Deputy Chief Compliance Officer – Retail RIA The candidate ... developing and maintaining a robust compliance program, with a focus on ... program, with a focus on compliance with all..

Assistant General Counsel/Chief Compliance Officer Duties: Reports to the General ... Board of Trustees pertaining to compliance matters. Supports the General Counsel ... FCC, policy development and review, compliance, risk..

Associate Privacy Officer Duties: Works with the Chief Privacy Officer throughout the University community to ... develop, operate and monitor effective compliance in support of a doctoral/research ... mission. Reports..

Director, Affirmative Action and Compliance Programs Assist the Vice President ... President for Institutional Equity and Chief Diversity Officer in developing, implementing and monitoring ... and policies promoting and ensuring..

... controlled. Follows written risk and compliance policies, standards, and procedures for ... the position (e.g. Certified Regulatory Compliance Manager (CRCM), Juris Doctor, MBA, ... to ERC (Enterprise, Risk, and..

Wilmington Young Conaway Stargatt & Taylor is seeking a Director of Risk Management to manage a variety of programs and systems to prevent and mitigate the firm’s operational risks, including New ..

Chief Compliance, Enterprise Risk Management, and Ethics ... Enterprise Risk Management, and Ethics Officer Duties: Providing overall strategic oversight ... and coordination of the University’s compliance efforts, including coordination of..

Chief Compliance and Regulatory Officer (CCRO) The candidate will serve ... senior management team on operational compliance and regulatory matters, providing advice, ... federal regulatory changes. Ensure that compliance guidance..

Assistant General Counsel The candidate reports to the General Counsel, with dotted line reporting relationships to the Chancellor and to the Finance and Audit Committee of the Board of Trustees pertaining ..

... primary owner of company’s sanctions compliance program. Providing critical advice and ... including senior company leaders (e.g., Chief Compliance Officer, Business Presidents, Salespeople), on sanctions ... BIS, DOJ, and..

Assistant General Counsel Duties: Supports the General Counsel and functions as a generalist, providing services in a variety of subject areas routinely handled by the Legal Counsel Office. Areas of responsibility ..

Chief Human Resources Officer The will be responsible for ... responsible for ensuring the university’s compliance with all state and federal ... as the EEO and ADA Compliance Officer for..

Director, Affirmative Action and Compliance Programs Duties: Assist the Vice ... President for Institutional Equity and Chief Diversity Officer in developing, implementing and monitoring ... and policies promoting and ensuring..

Compliance Officer - Securities Industry The candidate ... as support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service..

Post-Doctoral Legal Fellow Fellow will evaluate incoming information in the form of interview data and observations, written literature documentation, and oral communications, and will use this information to make judgments about ..

Wilmington Young Conaway Stargatt & Taylor is seeking a Director of Risk Management to manage a variety of programs and systems to prevent and mitigate the firm’s operational risks, including New ..