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chief Compliance Officer The candidate administers a formal compliance program including updating procedures for enterprise compliance strategy structure and processes developing employee training investigating issues and maintaining clear records for compliance ..
chief Compliance and Regulatory Officer CCRO The candidate will serve as an advisor to IFG Companies senior management team on operational compliance and regulatory matters providing advice guidance and effective business-focused ..
chief Compliance Officer General Counsel The candidate will be responsible for directing and managing the Office of General Counsel Acting as the primary legal counsel and chief Compliance Officer for the ..
General Counsel Duties: Interface between the organization and the private bar, primarily many of the top private firms, to coordinate the engagement of our private bar partners for the provision of ..
Managing Counsel, M&A and Corporate Duties: Manages a broad range ... Manages a broad range of corporate, securities and transactional matters associated ... public listing on the NYSE, corporate finance,..
Sr. Trial Attorney The candidate demonstrates the requisite ... guidance from the Managing Trial Attorney and NTD Leadership in all ... associates within Office of the Chief Legal Officer and..
HSE is seeking a corporate attorney with at least 4-6 years of significant transactional experience for the firm’s Rochester office. The ideal candidate will have meaningful experience in mergers and ..
Chief Compliance and Regulatory Officer (CCRO) The candidate will serve as an advisor to IFG Companies' senior management team on operational compliance and regulatory matters, providing advice, guidance and effective business-focused ..
General Counsel The candidate will counsel executive leadership and the Board of Directors on all legal matters affecting the organization, including governance, major transactions, regulatory compliance, fundraising, risk management, real estate ..
Lead Counsel - Wealth and Investment Management Investment Solutions The candidate will serve as senor lawyer advising the business on a complex offering of investment advisory wrap fee programs to retail ..
Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..
Internal Legal Counsel The candidate will be responsible for implementing strategic and tactical legal and compliance initiatives to promote and protect the company. Reporting into the CFO, will be responsible for ..
Legal Counsel The candidate will set the overall strategy, scope, and day-to-day responsibilities for the legal function at quip and manage all legal matters for the company in alignment with our ..
VP, Corporate Counsel, Private Funds Duties: Represent the firm’s Chief Investment Office in connection with its $519 billion portfolios, including over $13.5 billion of alternative asset investments. Representation of the company ..
General Counsel The candidate will protect interests and manage legal affairs in support of its mission. Adviser and counsel to the President, COO, senior management, and Board of Directors on a ..
General Counsel / Deputy Comptroller For Legal Affairs The candidate will serve as the Comptroller's legal advisor and chief counsel to the agency as a whole (carrying the dual title of ..
Chief Compliance Officer/General Counsel The candidate will be responsible for directing and managing the Office of General Counsel. Acting as the primary legal counsel and Chief Compliance Officer for the Association ..
Job Title: Senior Manager, Corporate Secretary's Office A little ... bit about our team: The Corporate Secretary's Office is responsible for ... is responsible for managing the corporate secretary..
Chief Counsel, Market Regulation Enforcement The ... observations from managers outside the Chief Counsel’s direct reporting lines. Provide ... matters; collaborate closely with Enforcement’s Chief Litigation Counsel to achieve appropriate..
Corporate Counsel The candidate will lead commercial contracting globally, including partnering with sales and account management teams on contractual issues, negotiations and procurement; address risk factors. Counsel internal teams on compliance ..
Mid- to Senior-level Corporate Counsel The candidate will work ... alongside (and report to) the Chief Corporate Counsel. Advise on the legal ... offerings and buybacks. Deal with corporate compliance..
Legal & Compliance – General Counsel, Strategic Partners The candidate will overseeing all legal documents relating to transaction negotiation and execution for SP. Advising on fund formation and legal matters relating ..
... World.” About the Job: As Corporate Counsel, you will play a ... marketing plans. As a savvy corporate generalist, you will work with ... including, for example, employment, fashion,..
Compliance Sanctions Director (Advisory) – Corporate & Investment Banking The candidate will be serving as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) to Citi’s Banking, Capital Markets, ..
General Counsel The candidate will work closely with CEO and report directly to the President/COO. Manage external counsel, and mitigate legal costs and general litigation. Review and manage general contracts, third-party ..