Compliance Advisor Jobs in Melville

Job Description & Responsibilities Interactive Brokers is looking to hire a Senior Compliance Analyst at the Chicago Office. This is a position with excellent growth potential for highly motivated and exceptional ..

Interactive Brokers is looking to hire a full-time remote Quality Assurance Compliance Analyst who resides in New York, Illinois, New Jersey, Massachusetts, Florida, Connecticut or California. This is a position with ..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

... for a motivated and talented compliance analyst who is familiar with ... experience in regulatory exam management, compliance testing, and policy management. Responsibilities ... policy management. Responsibilities The Sr...

... for a motivated and talented compliance officer who is familiar with ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and ... various responsibilities, including: Providing advisory..

... for a motivated and talented compliance officer who is familiar with ... Advisors. Knowledge of foreign financial advisor regulations is preferred. Responsibilities: The ... regulations is preferred. Responsibilities: The..

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..

Compliance Advisor Manager The candidate will be ... department training, as appropriate. Providing compliance advice on complex projects. Providing ... identified issues and events for compliance impacts. Provide effective challenge..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ..

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..

Manager, Swap Dealer Advisor Responsibilities: Assisting the SD CCO ... in administering a Swap Dealer Compliance program. Advising Sales and Trading ... rules and regulations. Working with Compliance Assurance to..

... an Associate Private Client Financial Advisor (LO) in Wealth and Investment ... at time of offer acceptance. Compliance with state law registration and ... a strong risk mitigating and..

... is looking to hire a Compliance Analyst at the Chicago or ... will report to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... relating to Interactive..

Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..

... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be ... focus will be to: Support..

... for a motivated and talented compliance officer who is familiar with ... back office functions. Responsibilities: The Compliance Officer – Special Products and ... stock lending and margin. Providing..

... and rewarding career,u003c/bu003eu0026nbsp;the Associate Financial Advisor role at Edward Jones may ... work with an established Financial Advisor to serve clients, grow the ... to be an associate financial..

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... area for testing of Sanctions..

... looking to hire a temporary Compliance Analyst with a strong potential ... Chicago or Greenwich Office. The Compliance Analyst work independently and quickly ... will report to the Financial..

... is looking to hire a Compliance Analyst at the Chicago or ... will report to the Financial Advisor Compliance Team Lead and will assist ... relating to Interactive Brokers..

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..