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12

Compliance Analyst Financial Advisor Jobs in Connecticut






Job info
 
Company
**********
Location
Bridgeport, CT
Posted Date
Feb 09, 2021
Info Source
Employer  - Full-Time  90  

Description The Market Development Advisor provides support to assigned health ... Medicare/Medicaid/TRICARE product implementation, operations, contract compliance, and federal contract application submissions. ... application submissions. The Market Development Advisor works..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 15, 2021
Info Source
Employer  - Full-Time  90  

... ServiceNow GRC (Governance, Risk & Compliance) tool and developing a risk ... functionality and workflow for non financial risk frameworks (operational, technology and ... have: 8 years experience in..

 
Location
Greenwich, CT
Posted Date
Sep 15, 2021
Info Source
Employer  - Full-Time  90  

... the IB Governance, Risk and Compliance tool (Service Now) to ensure ... revising functionality and workflow for non-financial risk frameworks (operational, technology and ... Qualifications: 8 years experience in..

 
Company
**********
Location
Greenwich, CT
Posted Date
Dec 07, 2021
Info Source
Employer  - Full-Time  90  

... is looking for an experienced Compliance professional with a background in ... requires related experience in the financial services industry, and a broad ... techniques and problem management. The..

 
Location
Greenwich, CT
Posted Date
Apr 30, 2022
Info Source
Employer  - Full-Time  90  

... looking to hire a temporary Compliance Analyst with a strong potential to ... Chicago or Greenwich Office. The Compliance Analyst work independently and quickly adapt ... analysts will report..

 
Company
**********
Location
Greenwich, CT
Posted Date
Oct 14, 2021
Info Source
Employer  - Full-Time  90  

Job Title: Global Financial Regulatory Analyst Location: Greenwich, CT (Hybrid) Job ... (Hybrid) Job Description: The Global Financial Regulatory Analyst is responsible for ensuring compliance with the financial regulatory rules..

 
Location
Greenwich, CT
Posted Date
May 27, 2022
Info Source
Employer  - Full-Time  90  

Join the Interactive Brokers Team! Interactive Brokers Group has been consistently at the forefront of trading innovation , starting with the invention of the first floor-based handheld computer in 1983 and ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 15, 2021
Info Source
Employer  - Full-Time  90  

... is seeking to recruit an Financial Risk Specialist. This is a ... and partnering with the lead Financial Risk Specialist in Europe. The ... Risk Specialist in Europe. The..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 11, 2023
Info Source
Employer  - Full-Time  90  

Join the INTERACTIVE BROKERS team! Interactive Brokers Group has been consistently at the forefront of trading innovation , starting with the invention of the first floor-based handheld computer in 1983. We ..

 
Location
Greenwich, CT
Posted Date
Apr 15, 2022
Info Source
Employer  - Full-Time  90  

... is looking to hire a Compliance Analyst at the Chicago or Greenwich ... analysts will report to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... initiatives..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 24, 2022
Info Source
Employer  - Full-Time  90  

... growing and dynamic environment. The Financial Control Associate will be responsible ... support. Responsibilities Reporting to the Financial Control Manager, this role will ... requests to ensure the firm’s..

 
Location
Greenwich, CT
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

Interactive Brokers seeks a Tax Analyst to support its information reporting and withholding tax operations. The successful candidate will operate across all business units and functional areas within the firm to ..

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