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20

Compliance Analyst Personal Trading Jobs in New York






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Job info
SPONSORED JOB
Job title
Company
Location
Getzville, NY
Posted Date
Oct 19,20
Source
Employer   

compliance Surveillance Senior analyst AVP personal trading Outside Activities Duties Serves as ... Duties Serves as a senior compliance risk analyst for Independent compliance Risk Management ICRM s personal trading

 
Company
**********
Location
Pearl River, NY
Posted Date
Mar 07, 2020
Info Source
Employer  - Full-Time  90  

Join our Talent Network JOB SUMMARY Responsible to work with the Real Estate Manager or higher staff in managing all aspects of a single property or portfolio of commercial, industrial or ..

 
Location
New York City, NY
Posted Date
Mar 09, 2020
Info Source
Employer  - Full-Time  90  

Join our Talent Network CBRE Technical and Engineering Services: Join Our Team CBRE’s Technical and Engineering Services has opportunities for professionals with HVAC, electrical, plumbing, material handling and other trade skills ..

 
Company
**********
Location
Lawrence, NY
Posted Date
Sep 17, 2022
Info Source
Employer  - Full-Time  90  

New York, United States of America Job Family Group: Commercial and Retail Worker Type: Regular Posting Start Date: Business unit: Integrated Gas Experience Level: Experienced Professionals Job Description: Responsibilities: 40%: External ..

 
Company
Location
New York City, NY
Posted Date
Apr 25, 2022
Info Source
Employer  - Full-Time  90  

... resource groups, we nourish the personal and professional lives of our ... at TA-Ops@purestorage.com APPLICANT & CANDIDATE PERSONAL INFORMATION PRIVACY NOTICE. If you're ... out our Applicant & Candidate..

 
Company
**********
Location
Brooklyn, NY
Posted Date
May 20, 2022
Info Source
Employer  - Full-Time  90  

... are currently an eager, versatile analyst, or senior analyst, looking to level up, increase ... programs and processes including SOX compliance, governance, recordkeeping, and reporting with ... support global..

 
Company
**********
Location
New York City, NY
Posted Date
May 30, 2023
Info Source
Employer  - Full-Time  90 

This role has a hybrid work arrangement (1-2 days a week in our NYC office). That said, we value flexibility and if you have a different preference, please do not let ..

 
Company
**********
Location
Getzville, NY
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Compliance Surveillance Sr. Analyst, AVP – Personal Trading & Outside Activities The candidate ... will Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Personal Trading..

 
Company
Location
Garden City, NY
Posted Date
Feb 20, 2022
Info Source
Employer  - Full-Time  90  

Position: Store Manager Ever wondered what it’s like behind the bubbles? #lushcareers Lush North America has been creating fresh and handmade cosmetics for the past 20 years- keeping our customers’ bathtubs ..

 
Company
**********
Location
Getzville, NY
Posted Date
Sep 29, 2020
Info Source
Employer  - Full-Time  90  

Compliance Surveillance Senior Analyst, AVP – Personal Trading & Outside Activities Duties: Serves ... Duties: Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Personal Trading..

 
Company
Location
New York City, NY
Posted Date
Mar 20, 2022
Info Source
Employer  - Full-Time  90  

Clyde & Co is a leading, sector-focused global law firm with 440 partners, 1800 lawyers, 2500 legal professionals, and 4000 staff in over 50 offices and associated offices worldwide. The firm ..

 
Company
**********
Location
New York City, NY
Posted Date
Feb 28, 2022
Info Source
Employer  - Full-Time  90 

... Lending – Real Estate (1) Compliance & Legal (1) Credit Admin/Loan ... Inc Phoenix, Arizona RISK MANAGEMENT ANALYST Port of Oakland Oakland, California ... Oakland, California Enterprise Risk Management..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 29, 2020
Info Source
Employer  - Full-Time  90  

... to Consultant level - Corporate Compliance & Regulatory Consultant in Personal and Portfolio Trading Activity Responsibilities: Support technology initiatives ... demonstrations as needed. Draft quarterly Compliance communications detailing existing..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 29, 2020
Info Source
Employer  - Full-Time  90  

Corporate Compliance & Regulatory Consultant The candidate ... demonstrations as needed. Draft quarterly Compliance communications detailing existing system functionality ... Standard Operating Procedures. Perform standard personal trading functions such as..

 
Company
**********
Location
New York City, NY
Posted Date
Mar 02, 2022
Info Source
Employer  - Full-Time  90 

... accepts accountability, handles changes, sets personal & team standards, stays focused ... insights; you make better informed trading and business decisions with confidence. ... insights; you make better informed..

 
Company
**********
Location
New York City, NY
Posted Date
Mar 12, 2022
Info Source
Employer  - Full-Time  90  

... headquarters in France to ensure compliance with CVE Group's ISO 9001 ... through internal audits, management of non-compliance and corrective/preventative measures. Requirements: Masters ... headquarters in France to ensure..

 
Company
**********
Location
Albany, NY
Posted Date
Mar 21, 2021
Info Source
Employer  - Full-Time  90  

Description Humana is a Fortune 60 market leader in integrated healthcare whose dream is to help people achieve lifelong well-being. As a company focused on the health and well-being of the ..

 
Company
**********
Location
Albany, NY
Posted Date
Jun 23, 2023
Info Source
Employer  - Full-Time  90  

The Channel Manager works with the Director, Sr. Director, VP of Alliances and DVP to implement and execute the defined ADP alliance strategy within their assigned area(s) of responsibility. Build relationships ..

 
Location
New York City, NY
Posted Date
Mar 10, 2020
Info Source
Employer  - Full-Time  90  

Join our Talent Network CBRE Technical and Engineering Services: Join Our Team CBRE’s Technical and Engineering Services has opportunities for professionals with HVAC, electrical, plumbing, material handling and other trade skills ..

 
Company
**********
Location
Getzville, NY
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Compliance Surveillance Sr. Analyst The candidate will perform duties ... and analysis of surveillance and trading activity while also developing, maintaining ... Administering internal systems related to personal trading requirements..

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