Compliance Associate Investment Bank Jobs in Delaware

Compliance Associate Program - Summer Associate, 2021 The candidate will partner ... program offers insight into our Compliance function. Will begin with comprehensive ... Global Financial Crimes Investigations, Employee Compliance,..

Compliance Officer - Consumer Products The ... serves as a consumer products Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for ... design and delivery of a Compliance Risk..

Compliance Officer - Consumer Products The ... be responsible for: Providing credible Compliance challenge to the design, development, ... Digital function/business/product in performing timely compliance reviews of new products, new..

Principal Compliance Specialist The candidate maintains and ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Manager- Compliance Advisory The candidate will deliver ... deliver quality results, providing sound compliance advice to the business as ... and balance risk when providing compliance advice to the business...

VP Associate Corporate Counsel The candidate will ... clients. Collaborates with the Company’s compliance and risk management staff on ... principally impacting the Company, its bank subsidiaries, and respective lines..

... manages, regulatory exams, audits, and compliance tests. Assesses the risk raised ... and knowledge of fair banking compliance requirements and identifies fair banking ... manages, regulatory exams, audits, and..

Principal Compliance Specialist, Discover Student Lending The ... monitoring and controls to mitigate compliance risk. Provides key guidance in ... and development of activities supporting compliance plans, regulatory commitments, and..

Trading Services Associate II The candidate will actively ... Group’s clients, ensuring adherence to Compliance policies regarding the handling of ... Credit Agreements), financial materials and investment committee memoranda in..

Principal Associate Contracts Management The candidate will be assessing transactions and creating deal strategies. Working closely with business customers and internal stakeholders to understand needs, determine the risks and design appropriate ..

Compliance Escalation and Incident Reporting Senior ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... of aggregation and reporting of compliance risk incident escalations enterprise-wide to..

Compliance Advisor Manager The candidate will ... department training, as appropriate. Providing compliance advice on complex projects. Providing ... identified issues and events for compliance impacts. Provide effective challenge and..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...

Principal Compliance Specialist, Fair Lending The candidate ... activities and work are in compliance with all applicable fair lending ... and knowledge of Fair Lending compliance requirements (including Americans with..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..

Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...

Citi Private Bank - Assistant Trust Officer Responsibilities: ... both discretionary and directed; initiate investment management of the accounts by ... coordinating with Private Bankers and Investment Counselors and utilizing..

CCOR Compliance Vice President - Acquisitions and ... maintaining oversight of the firm’s compliance, conduct and operational risk management ... within Firm's Risk Management and Compliance Function. Managing the firm’s..

Privacy Compliance Management VP – Privacy Laws, ... delivery and maintenance of best-in-class Compliance programs, policies and practices for ... and global reports related to compliance risk assessments, and monitoring..