Compliance Associate Investment Bank Jobs in Fort Lauderdale

COMPLIANCE ASSOCIATE / ANALYST Intermex Wire Transfer, ... for an effective and dedicated Compliance Analyst to join our Compliance department. Position Summary: As a ... department. Position Summary: As a..

Manager Compliance - Personal Securities Trading Duties: ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..

Principal Compliance Specialist The candidate maintains and ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

State Income and Franchise - Investment Management Tax Senior Manager - Multistate Duties: The candidate will be maintaining and developing strong client relationships on various tax consulting/compliance engagements in the investment ..

State Income and Franchise - Investment Management Tax Senior Manager - Multistate Duties: The candidate will be maintaining and developing strong client relationships on various tax consulting/compliance engagements in the investment ..

Apply Miami, FL Winston & Strawn's Miami office is looking for an associate to join the financial services practice. Ideally, the candidate will have between four and six years of experience ..

Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...

Apply Miami, FL Winston & Strawn's Miami office is looking for an associate to join the financial services practice. Ideally, the candidate will have between four and six years of experience ..

Analyst-Compliance The candidate will develop and implement automated transaction monitoring rules, reports, and other processes designed to identify activity potentially indicative of criminal behavior. Investigate potentially suspicious financial activity and, when ..

State Income and Franchise - Investment Management Tax Senior Manager - Multistate Duties: The candidate will be maintaining and developing strong client relationships on various tax consulting/compliance engagements in the investment ..

Senior - Financial Services Industries - Banking Tax Duties: Developing and maintaining strong client relationships on various federal tax consulting/compliance engagements.Advising clients on a variety of tax issues including accounting for ..

Seasonal Tax Manager - Investment Management Duties: Performing review of workpapers and tax returns for hedge funds or investment funds. Performing review of investor packages, including Schedules K-1, K-2, K-3, and ..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..

Apply Miami, FL Winston & Strawn's Miami office is looking for an associate to join the financial services practice. Ideally, the candidate will have between four and six years of experience ..

Apply Miami, FL Winston & Strawn's Miami office is looking for an associate to join the financial services practice. Ideally, the candidate will have between four and six years of experience ..

Senior - Financial Services Industries - Banking Tax Duties: Developing and maintaining strong client relationships on various federal tax consulting/compliance engagements.Advising clients on a variety of tax issues including accounting for ..

Apply Miami, FL Winston & Strawn's Miami office is looking for an associate to join the financial services practice. Ideally, the candidate will have between four and six years of experience ..

... manages, regulatory exams, audits, and compliance tests. Assesses the risk raised ... and knowledge of fair banking compliance requirements and identifies fair banking ... manages, regulatory exams, audits, and..

Compliance Product Officer – Insurance and ... the firm program framework. Monitoring compliance risk behaviors and providing day-to-day ... risk behaviors and providing day-to-day Compliance advice relating to the firm..

Apply Miami, FL Winston & Strawn's Miami office is looking for an associate to join the financial services practice. Ideally, the candidate will have between four and six years of experience ..

Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Compliance Sanctions Director - Advisory – ... - Advisory – Corporate & Investment Banking Duties: Designing, developing, delivering, ... delivering, and maintaining best-in-class Sanctions Compliance policies and practices, providing a..