THE LARGEST COLLECTION OF JOBS ON EARTH
Supports PDF, DOC, DOCX, TXT, XLS, WPD, HTM, HTML files up to 5 MB
Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..
POSITION TITLE: Financial Services Assistant SCHOOL/DEPARTMENT: Business Office/Expanded Learning REPORTS TO and SUPERVISION RECEIVED: Director of Grants DIRECTLY SUPERVISES: N/A NON-UNION/UNION: Non-Aligned; Personnel Policy Manual NON-EXEMPT/EXEMPT: Non-Exempt; Eligible for overtime Benefit ..
Principal Legal Risk Duties: Leads, maintains, and enhances the Organization's regulatory change program. Responsible for the oversight of the Regulatory Library inventory of laws and regulations the identification of regulatory changes, ..
Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..
Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..
Associate Director of Client Services and ... Market and is seeking an Associate Director to join the leadership ... workflow streams and meet strict compliance deadlinesSound understanding of the insurance..
Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..
Principal Compliance Specialist The candidate maintains and ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..
Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...
Banking Services Operations Associate IV - Commercial Doc Prep The candidate will understand and works basically to mid-level complexity closing package preparation requests, ordering and analyzing required due diligence as well ..