Compliance Associate Investment Bank Jobs in Montclair

Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Manager, Compliance - PGIM Investments (Hybrid) The ... The candidate will implement the compliance oversight program relating to PGIM ... relating to PGIM Investments’ Strategic Investment Research Group (“SIRG”). SIRG..

Premier Global Investment Bank is seking an strong C# developer within their Wealth Management trading team. The Trading team is responsible for implementing and supporting trading, order management and portfolio management ..

... Employment/Litigation, Banking Generalist Duties: Provide Bank-wide labor and employment support in ... Department, including wage and hour compliance, disability accommodation, hiring and separation, ... to manage litigation for the..

General Counsel, Investment Banking and Capital Markets Responsibilities: Primary responsibility for all legal activity for LatAm BCMA (this includes coverage of the BCMA LatAm desk in NY as well as cross ..

Compliance, Merchant Banking Compliance, Associate/Vice President Job ID: 2020-65842 Responsibilities: ... expectations. Develop, draft and maintain Compliance policies and procedures outlining firm ... best practices. Create and implement Compliance training..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..

Senior Associate, Non-Bank Financial Institutions The candidate will ... of the clients and the Bank. Management of the existing portfolio ... planning, monitoring of creditworthiness, and compliance with applicable regulations...

Compliance Sanctions Director (Advisory) – Corporate ... Director (Advisory) – Corporate & Investment Banking The candidate will be ... be serving as a senior compliance risk manager for Independent Compliance..

Capital Markets & Corporate Compliance Associate The candidate will be representing ... will be representing public companies, investment banks, hedge funds and private ... capital markets transactional experience representing investment..

Digital Assets Counsel - Corporate & Investment Bank The candidate will provide and coordinate legal advice across complex issues for the products that you support and in connection with the development ..

Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

u003cpu003e We are seeking a highly motivated and experienced professional to join our team as an Associate Manager of Reinsurance. The Associate Manager will be responsible for managing reinsurance activities, assisting ..

Associate General Counsel – Warehouse Lending ... support for Santander Corporate and Investment Banking US’s warehouse lending business ... lines. Interact closely with Credit, Compliance, Operations, and other internal stakeholders..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..

Principal Compliance Specialist, Fair Lending The candidate ... activities and work are in compliance with all applicable fair lending ... and knowledge of Fair Lending compliance requirements (including Americans with..

Principal Compliance Specialist, Fair Lending The candidate ... activities and work are in compliance with all applicable fair lending ... and knowledge of Fair Lending compliance requirements (including Americans with..

Legal And Compliance Associate Responsibilities: Drafting and reviewing agreements, including the following: confidentiality agreements; client engagement letters; vendor agreements; and human resources agreements. Assisting in contract negotiations. Drafting and reviewing legal ..

Wholesale Credit Admin Associate II - Global Corporate & ... II - Global Corporate & Investment Banking The candidate will be ... customer exposure, data integrity and compliance with Credit..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

A law firm in New York City is seeking an Associate Attorney with 3+ years of experience to join their team. The ideal candidate will have a strong background in private ..

Senior Principal Compliance Specialist, Fair Banking The candidate ... manages, regulatory exams, audits, and compliance tests. Assesses the risk raised ... and knowledge of fair banking compliance requirements and identifies..