Compliance Associate Investment Bank Jobs

Compliance Escalation and Incident Reporting Senior ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... of aggregation and reporting of compliance risk incident escalations enterprise-wide to..

Principal Compliance Specialist The candidate maintains and ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Principal Compliance Specialist, Discover Student Lending The ... monitoring and controls to mitigate compliance risk. Provides key guidance in ... and development of activities supporting compliance plans, regulatory commitments, and..

Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Privacy Compliance Management VP – Privacy Laws, ... delivery and maintenance of best-in-class Compliance programs, policies and practices for ... and global reports related to compliance risk assessments, and monitoring..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...

... manages, regulatory exams, audits, and compliance tests. Assesses the risk raised ... and knowledge of fair banking compliance requirements and identifies fair banking ... manages, regulatory exams, audits, and..

Principal Compliance Specialist, Fair Lending The candidate ... activities and work are in compliance with all applicable fair lending ... and knowledge of Fair Lending compliance requirements (including Americans with..

Senior Vendor Management Auditor The candidate will be responsible for performing compliance audits on our third-party collection vendors for adherence to established policies, procedures, contractual obligations, and applicable regulations. Will actively ..