Compliance Associate Investment Bank Jobs in Newport Beach, California | EmploymentCrossing.com


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169

Compliance Associate Investment Bank Jobs in Newport Beach





Job info
 
Company
Location
Santa Ana, CA
Posted Date
May 22, 2020
Info Source
Employer  - Full-Time  90  

u003cpu003eu003cemu003eOnTrac is hiring a temporary Regional Compliance Associate!u003c/emu003eu003c/pu003enu003culu003enu003cliu003ePerform Facility Monitoring responsibilities at facilityu003c/liu003enu003cliu003eMake sure employees and Vendors are following social distancing guidelines whenever possibleu003c/liu003enu003cliu003eWork with facility management to make sure the ..

 
Company
**********
Location
Newport Beach, CA
Posted Date
Sep 29, 2020
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer The candidate will be ... involve managing a team of compliance professionals and assisting with the ... procedures as well as other compliance-related documents, communications, and reporting;..

 
Company
**********
Location
Newport Beach, CA
Posted Date
Sep 26, 2020
Info Source
Employer  - Full-Time  90  

Compliance Analyst The candidate work within ... The candidate work within the Legal/Compliance department managing investment guidelines in the company’s proprietary ... guidelines in the company’s proprietary compliance management environment..

 
Company
**********
Location
Newport Beach, CA
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Wholesale Credit Admin Associate II - Global Corporate & ... II - Global Corporate & Investment Banking The candidate will be ... customer exposure, data integrity and compliance with Credit..

 
Company
**********
Location
Costa Mesa, CA
Posted Date
Nov 23, 2022
Info Source
Employer  - Full-Time  90  

Manager, International Compliance and Reporting Services Duties: Conduct design sessions with the client to understand and document the requirement definition for the system. Assign activities and tasks to the project team. ..

 
Company
**********
Location
Costa Mesa, CA
Posted Date
Dec 03, 2022
Info Source
Employer  - Full-Time  90  

State Income and Franchise - Investment Management Tax Senior Manager - Multistate Duties: The candidate will be maintaining and developing strong client relationships on various tax consulting/compliance engagements in the investment ..

 
Company
Location
Irvine, CA
Posted Date
Nov 23, 2022
Info Source
Employer  - Full-Time  90  

Tax Senior Associate - Dealerships The candidate will providing tax compliance, tax provision, and tax advisory services to pass-through and C-corporation entities with an emphasis on companies operating in the manufacturing ..

 
Company
**********
Location
Costa Mesa, CA
Posted Date
Dec 03, 2022
Info Source
Employer  - Full-Time  90  

State Income and Franchise - Investment Management Tax Senior Manager - Multistate Duties: The candidate will be maintaining and developing strong client relationships on various tax consulting/compliance engagements in the investment ..

 
Company
Location
Costa Mesa, CA
Posted Date
Nov 16, 2022
Info Source
Employer  - Full-Time  90  

Tax Senior Manager - Business Tax Services - Investment Management - Private Wealth Duties: The candidate will perform high-level reviews of tax research of individual, fiduciary, partnership, closely-held corporations, estate, and ..

 
Company
**********
Location
Costa Mesa, CA
Posted Date
Nov 18, 2022
Info Source
Employer  - Full-Time  90  

International Compliance and Reporting Services - Tax Senior Manager The candidate will work within an engagement team and draw on experience in accounting and taxation. Will provide tax compliance and consulting ..

 
Company
**********
Location
Costa Mesa, CA
Posted Date
Dec 03, 2022
Info Source
Employer  - Full-Time  90  

Senior - Financial Services Industries - Banking Tax Duties: Developing and maintaining strong client relationships on various federal tax consulting/compliance engagements.Advising clients on a variety of tax issues including accounting for ..

 
Company
Location
Costa Mesa, CA
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Tax Consultant II - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Assist clients with life events for partnerships (e.g. formations, mergers, initial public offerings), inside and outside basis ..

 
Company
Location
Costa Mesa, CA
Posted Date
Dec 10, 2022
Info Source
Employer  - Full-Time  90  

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

 
Location
Irvine, CA
Posted Date
Dec 03, 2022
Info Source
Employer  - Full-Time  90  

International Tax Senior Associate Duties: Providing tax compliance and consulting services to multinational clients on the tax implications of their international operations. Assisting in managing and driving the success of multiple ..

 
Location
Newport Beach, CA
Posted Date
Dec 03, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer Duties: Support the development ... development and implementation of the investment adviser compliance program, working closely with members ... closely with members of the Compliance Department globally..

 
Company
Location
Costa Mesa, CA
Posted Date
Nov 26, 2022
Info Source
Employer  - Full-Time  90  

Tax Consultant II, International Compliance and Reporting Services Duties: The candidate will work within an engagement team and draw on experience in accounting and taxation to provide tax compliance and consulting ..

 
Company
**********
Location
Costa Mesa, CA
Posted Date
Dec 03, 2022
Info Source
Employer  - Full-Time  90  

Senior - Financial Services Industries - Banking Tax Duties: Developing and maintaining strong client relationships on various federal tax consulting/compliance engagements.Advising clients on a variety of tax issues including accounting for ..

 
Company
**********
Location
Irvine, CA
Posted Date
Nov 29, 2022
Info Source
Employer  - Full-Time  90  

TAI - Senior Compliance Counsel The candidate will be ... and procedures to enhance corporate compliance. Will be conducting investigations into ... action. Developing, refining, and updating compliance training. Developing,..

 
Company
**********
Location
Costa Mesa, CA
Posted Date
Nov 17, 2022
Info Source
Employer  - Full-Time  90  

Senior Consultant, International Compliance and Reporting Services Duties: The candidate will work within an engagement team and draw on experience in accounting and taxation to provide tax compliance and consulting services ..

 
Company
Location
Costa Mesa, CA
Posted Date
Nov 18, 2022
Info Source
Employer  - Full-Time  90  

Tax Consultant II - Investment Management - Private Wealth Tax Duties: The candidate will perform high-level reviews of tax research of individual, fiduciary, partnership, closely-held corporations, estate, and gift work papers ..

 
Company
Location
Costa Mesa, CA
Posted Date
Nov 17, 2022
Info Source
Employer  - Full-Time  90  

Manager, Investment Management, Private Wealth Duties: The candidate will perform high-level reviews of tax research of individual, fiduciary, partnership, closely-held corporations, estate, and gift work papers and tax returns, as well ..

 
Company
**********
Location
Costa Mesa, CA
Posted Date
Dec 10, 2022
Info Source
Employer  - Full-Time  90  

Tax Senior - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) The candidate will refine their skillset with the ability to work with large-scale operating partnership tax clients on matters ..

 
Job title
GRANTED JOB
Location
Newport Beach, CA
Posted Date
Nov 18, 2022
Info Source
Employer  - Full-Time  90  

Compliance Analyst The candidate will be ... and Legal teams in negotiating investment discretions, interpreting investment restrictions from different sources (including ... supporting the Trade Floor with investment decisions and..

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