Compliance Associate Investment Bank Jobs in Newport

... related to Third-Party Litigation, discovery compliance and financial privacy. Identify subpoenas ... loans, and institutional accounts. Manage compliance and production relative to subpoenas ... assess the risks to the..

Description The Associate Director, Credentialing/Compliance manages the Dental Credentialing and ... manages the Dental Credentialing and Compliance team ensuring that dental providers ... Humana's Dental Networks operate in compliance with..

Job Information Humana Compliance (UM) Coordinator 2 in Newport ... Newport Rhode Island Description The Compliance (UM) Coordinator 2 conducts and ... Coordinator 2 conducts and summarizes compliance audits. The..

Seasonal JSG Mobility Tax Delivery Staff Consultant - Global Employer Services Duties: The candidate will collect data required to complete their US individual income tax return. Field questions regarding access to ..

Seasonal Mobility Tax Delivery Senior – Global Employer Services Duties: Apply technical experience in tax compliance and compensation engagements to identify and consult on tax issues. Participate, or possibly lead projects, ..

Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Compliance Senior Manager The candidate will ... managing regulatory risk and ensuring compliance with regulatory requirements. Central coordination ... programs including Regulatory Change Management, Compliance, and Legal/Regulatory Relations. Proactively oversee..

Principal Compliance Specialist The candidate maintains and ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

International Tax Senior Associate Duties: Providing tax compliance and consulting services to multinational clients on the tax implications of their international operations. Assisting in managing and driving the success of multiple ..

Business Tax Services - Senior Manager - Healthcare Tax Exempt Duties: The candidate will be serving non-profit clients including health care providers, higher education institutions, private foundations, health plans, and other ..

... importers and exporters achieve worldwide compliance and realize efficiencies in their ... import and export strategies and compliance. Planning and compliance assistance, and exploration of automated ... pricing policies..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..

Manager Compliance - Personal Securities Trading Duties: ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..

Senior Consultant, International Compliance and Reporting Services Duties: The candidate will work within an engagement team and draw on experience in accounting and taxation to provide tax compliance and consulting services ..

State Income and Franchise - Investment Management Tax Senior Manager - Multistate Duties: The candidate will be maintaining and developing strong client relationships on various tax consulting/compliance engagements in the investment ..

Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...

Manager, International Compliance and Reporting Services Duties: Conduct design sessions with the client to understand and document the requirement definition for the system. Assign activities and tasks to the project team. ..

... and evolves the US Privacy Compliance/HIPAA program and requirements in compliance with applicable regulations. Supports governance ... processes, and controls for program compliance. Provides guidance and advisory support .....

Compliance Senior Manager The candidate will ... managing regulatory risk and ensuring compliance with regulatory requirements. Central coordination ... programs including Regulatory Change Management, Compliance, and Legal/Regulatory Relations. Proactively oversee..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Principal Legal Risk Duties: Leads, maintains, and enhances the Organization's regulatory change program. Responsible for the oversight of the Regulatory Library inventory of laws and regulations the identification of regulatory changes, ..

Senior Manager, International Compliance and Reporting Services Duties: The candidate will work within an engagement team and draw on experience in accounting and taxation to provide tax compliance and consulting services ..

Tax Consultant II, International Compliance and Reporting Services Duties: The candidate will work within an engagement team and draw on experience in accounting and taxation to provide tax compliance and consulting ..