Compliance Associate Investment Bank Jobs in Norwood

Manager Compliance - Personal Securities Trading Duties: ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..

Compliance Officer Duties: Administer the firm’s ... Ethics, Political Law, and Lobbying Compliance Programs. Oversee compliance-related operating procedures, including: Affiliated Underwriting ... operating procedures, including: Affiliated Underwriting Compliance, Corporate Charitable..

Attorney – Commercial Banking Responsibilities: Legal support for related transactional matters such as bankruptcy and debtor-in-possession financings, workouts and restructuring, and, on a limited basis, litigation. Close working partnership with line ..

State Income and Franchise - Investment Management Tax Senior Manager - Multistate Duties: The candidate will be maintaining and developing strong client relationships on various tax consulting/compliance engagements in the investment ..

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..

Compliance Advisor Manager The candidate will ... department training, as appropriate. Providing compliance advice on complex projects. Providing ... identified issues and events for compliance impacts. Provide effective challenge and..

Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...

Seasonal Tax Manager - Investment Management Duties: Performing review of workpapers and tax returns for hedge funds or investment funds. Performing review of investor packages, including Schedules K-1, K-2, K-3, and ..

Chief Compliance Officer The candidate will report ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team, but within a..

Manager, International Compliance and Reporting Services Duties: Conduct design sessions with the client to understand and document the requirement definition for the system. Assign activities and tasks to the project team. ..

Tax Senior - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) The candidate will refine their skillset with the ability to work with large-scale operating partnership tax clients on matters ..

Seasonal SALT-Income and Franchise Senior Associate II The candidate will manage, direct, and monitor multiple client services teams on client engagements; plan, execute, direct, and complete tax projects in a wide ..

Compliance Senior Manager The candidate will ... managing regulatory risk and ensuring compliance with regulatory requirements. Central coordination ... programs including Regulatory Change Management, Compliance, and Legal/Regulatory Relations. Proactively oversee..

Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Senior Lead Counsel: Digital - Wealth & Investment Management The candidate will engage and influence stakeholders, internal partners and peers associated with the function or affected by its outcomes. Will apply ..

Compliance Senior Manager The candidate will ... managing regulatory risk and ensuring compliance with regulatory requirements. Central coordination ... programs including Regulatory Change Management, Compliance, and Legal/Regulatory Relations. Proactively oversee..

Tax Consultant II - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Assist clients with life events for partnerships (e.g. formations, mergers, initial public offerings), inside and outside basis ..

Manager, International Compliance and Reporting Services Duties: Conduct design sessions with the client to understand and document the requirement definition for the system. Assign activities and tasks to the project team. ..

State Income and Franchise - Investment Management Tax Senior Manager - Multistate Duties: The candidate will be maintaining and developing strong client relationships on various tax consulting/compliance engagements in the investment ..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Wholesale Credit Admin Associate II - Global Corporate & ... II - Global Corporate & Investment Banking The candidate will be ... customer exposure, data integrity and compliance with Credit..

Principal Compliance Specialist The candidate maintains and ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..