Compliance Associate Investment Bank Jobs in Saint Paul

Manager Compliance - Personal Securities Trading Duties: ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..

Principal Compliance Specialist The candidate maintains and ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...

State & Local Sales/Use Tax Associate/Senior Associate The candidate will research and review state sales tax and transactional tax issues including nexus determinations and taxability reviews. Will assist clients with various ..

Lead Compliance Officer – Corporate & Investment Banking The candidate will provide ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards..

Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Lead Counsel - Bank Regulatory The candidate will research, ... related supervisory guidance) related to bank and bank holding company activities, organizational structure ... filing of notices/applications to U.S. bank..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

Lead Compliance Officer - Branch Banking The ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance programs. Maintain compliance risk..

Seasonal Tax Manager - Investment Management Duties: Performing review of workpapers and tax returns for hedge funds or investment funds. Performing review of investor packages, including Schedules K-1, K-2, K-3, and ..

International Tax Senior Associate The candidate serves clients on a variety of international tax planning and compliance matters. Prepares or detail reviews international components of complex tax returns. Assists in building ..

Tax Consultant II - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Assist clients with life events for partnerships (e.g. formations, mergers, initial public offerings), inside and outside basis ..

Income/Franchise Tax Senior Associate The candidate will research and review state and local income/franchise tax matters, including nexus determination, taxability analysis and quantification of potential liabilities. Assist clients with various compliance ..

State Income and Franchise - Investment Management Tax Senior Manager - Multistate Duties: The candidate will be maintaining and developing strong client relationships on various tax consulting/compliance engagements in the investment ..

International Tax Associate The candidate will serve clients on a variety of international tax planning and compliance matters under the supervision of professionals. Will assist in building awareness of international tax ..

Manager, International Compliance and Reporting Services Duties: Conduct design sessions with the client to understand and document the requirement definition for the system. Assign activities and tasks to the project team. ..

VP of Legal and Compliance The candidate will serve as ... exposure to broker/dealer FINRA regulatory compliance. Draft and maintain template legal ... point of contact with company's Compliance service..

Lead Compliance Officer - Branch Banking The ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance programs. Maintain compliance risk..

Lead Compliance Officer The candidate will provide ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive compliance..

Tax Senior - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine skillset with the ability to work with large-scaled operating partnership tax clients on matters that mean the ..

Compliance Officer - Securities Industry The ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers to..