Compliance Associate Investment Bank Jobs

GDS TAX Rotators The candidate will spend a large portion of your time directly engaged in complex compliance projects for our clients. This will be balanced with research, planning, and meetings ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Description The Associate Director, Credentialing/Compliance manages the Dental Credentialing and ... manages the Dental Credentialing and Compliance team ensuring that dental providers ... Humana's Dental Networks operate in compliance with..

Principal Legal Risk Duties: Leads, maintains, and enhances the Organization's regulatory change program. Responsible for the oversight of the Regulatory Library inventory of laws and regulations the identification of regulatory changes, ..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

... rewarding career,u003c/strongu003e the Registered Branch Associate role at Edward Jones may ... and ethics, training and support, compliance and regulation, and compensation.,VerityZone:formtext79,QuestionType:textarea,ActualValueFromSolar:null},{QuestionName:Position Requirements,AnswerValue:u003cspan ... you a successful Registered Branch..

Mid-level Associate The candidate should have a J.D. degree from an ABA-accredited law school with excellent academic credentials. Should preferably have 3-6 years of experience with derivatives products including interest rate ..

Principal Compliance Specialist The candidate maintains and ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

... with a book of assigned investment management and trust accounts. Perform ... as an officer of the bank. Administer large and complex trust ... Coordinate with business partners regarding..

... holding recommendations, and to ensure compliance with banking regulations, fiduciary standards ... standards and the firm’s s investment policy. Review and analyze complex ... the functions, policies, procedures and..

... with a book of assigned investment management and trust accounts. Perform ... as an officer of the bank. Administer large and complex trust ... Coordinate with business partners regarding..

... with a book of assigned investment management and trust accounts. Perform ... as an officer of the bank. Administer large and complex trust ... Coordinate with business partners regarding..

Fiduciary Specialist - Client Sentiment Team The candidate will focus on root cause analysis of client complaints for clients who utilize Trust Services product and services. Work with Trust Services leadership ..

Senior Fiduciary Specialist - Estate Services The candidate will prepare Legal Memoranda regarding a variety of estate issues, interpreting the transfer tax effects of the estate documents. Prepare and review federal ..

International Tax Manager, Global Trade Advisory Duties: The candidate will be participating in engagements requiring regulatory analysis for a variety of entities and their affiliates. Helping companies manage global compliance requirements ..

Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...

Job Information Humana Compliance (UM) Coordinator 2 in Salem ... in Salem Oregon Description The Compliance (UM) Coordinator 2 conducts and ... Coordinator 2 conducts and summarizes compliance audits. The..

Tax - SAP Global Trade Services - Manager The candidate will have the opportunity to help clients get the most from their SAP investments-and help position businesses for the evolving digital ..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..

Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Tax - SAP Global Trade Services - Senior Consultant The candidate will have the opportunity to help clients get the most from their SAP investments-and help position businesses for the evolving ..

ADP is hiring a Client Investment Services Consultant II. In this ... this position you will provide investment analysis, performance reporting and pricing ... the client's short and long-term investment..

... a Department providing enterprise wide compliance and regulatory support. What you'll ... business operations, legal and regulatory, compliance as well as external state ... Senior Management, product, implementation, legal,..