Compliance Associate Investment Bank Jobs in Shelton, Connecticut | EmploymentCrossing.com


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46

Compliance Associate Investment Bank Jobs in Shelton





Job info
 
Company
**********
Location
Cheshire, CT
Posted Date
Mar 12, 2020
Info Source
Recruiter  - Full-Time  90 

u003cpu003eThe role specifically focuses on the largest trading division and offers future progression opportunities as the group continues to grow.u003c/pu003eu003cpu003eManagement Accountsu003c/pu003eu003cpu003e- Preparation of monthly divisional Pu0026amp;L, balance sheet and cashflow statements ..

 
Company
**********
Location
Shelton, CT
Posted Date
Sep 17, 2020
Info Source
Employer  - Full-Time  90  

Vice President Corporate Counsel The candidate will join the Annuities Law Department. Will provide counsel and support to Prudential’s Annuities business on variable and fixed annuity product development, maintenance and marketing. ..

 
Company
**********
Location
Shelton, CT
Posted Date
Sep 22, 2020
Info Source
Employer  - Full-Time  90  

Director Compliance Duties: Oversee testing programs and ongoing compliance and other risk assessments; liase with strategic partners (i.e., risk and internal audit) on assessments related to our advisory and mutual fund ..

 
Company
**********
Location
Newtown, CT
Posted Date
May 07, 2022
Info Source
Employer  - Full-Time  90  

:text,ActualValueFromSolar:null},{QuestionName:Recruiter,AnswerValue:Melissa Todd,VerityZone:recruiterid,QuestionType:Multi-Select,ActualValueFromSolar:null},{QuestionName:Opportunity Overview,AnswerValue:u003cp dir=ltr\u003eu003cbu003eIf you find yourself looking for a fulfilling careeru003c/bu003e, the Branch Office Administrator (BOA) role may be the right opportunity for you. BOAs team up with financial advisors ..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Jun 05, 2021
Info Source
Employer  - Full-Time  90  

Description The Associate Director, Credentialing/Compliance manages the Dental Credentialing and ... manages the Dental Credentialing and Compliance team ensuring that dental providers ... Humana's Dental Networks operate in compliance with..

 
Company
**********
Location
Ridgefield, CT
Posted Date
Dec 11, 2022
Info Source
Employer  - Full-Time  90  

Director, Commercial Compliance- The candidate will independently support ... support key strategic approaches for Compliance across Market Access and Specialty ... continuous improvement of an effective compliance program for all..

 
Company
**********
Location
New Haven, CT
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time,Work From Home  90  

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

 
Company
**********
Location
Stratford, CT
Posted Date
Jan 26, 2023
Info Source
Employer  - Full-Time  90  

:text,ActualValueFromSolar:null},{QuestionName:Recruiter,AnswerValue:Annupreya Chandrakumar,VerityZone:recruiterid,QuestionType:Multi-Select,ActualValueFromSolar:null},{QuestionName:Opportunity Overview,AnswerValue:u003cspan style=font-size:12px;\u003eu003cspan style=font-family:Arial,Helvetica,sans-serif;\u003eWe are growing our network of financial advisors across Canada. Move your existing practice or begin a new career as a financial advisor with proven support, flexibility ..

 
Company
**********
Location
Middlebury, CT
Posted Date
Nov 28, 2022
Info Source
Employer  - Full-Time,Work From Home  90  

... Duties: Represent the firm’s Chief Investment Office in connection with its ... on tax, ERISA, insurance company investment restrictions, and other related regulatory ... to private equity and debt..

 
Location
Shelton, CT
Posted Date
Jun 23, 2022
Info Source
Employer  - Full-Time  90  

Manager Compliance - Personal Securities Trading Duties: ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..

 
Company
**********
Location
New Haven, CT
Posted Date
Dec 13, 2022
Info Source
Employer  - Full-Time  90 

Tax Controversy and Compliance Associate The candidate will be representing clients in federal and state tax controversies, including tax examinations, appeals, and, most commonly, streamlined and voluntary disclosure cases. Qualified Lawyer ..

 
Company
Location
Bridgeport, CT
Posted Date
Jun 28, 2022
Info Source
Employer  - Full-Time  90  

Description The Senior Risk Management Professional identifies and analyzes potential sources of loss to minimize risk. The Senior Risk Management Professional work assignments involve moderately complex to complex issues where the ..

 
Company
**********
Location
Southington, CT
Posted Date
Nov 19, 2022
Info Source
Employer  - Full-Time  90  

Foreclosure Senior Associate The candidate reviews and updates the status of all assigned accounts in a timely and accurate fashion and in accordance with Bank, Investor, and Insurer procedures. Maintains compliance ..

 
Company
**********
Location
Orange, CT
Posted Date
Jan 05, 2023
Info Source
Employer  - Full-Time  90  

:text,ActualValueFromSolar:null},{QuestionName:Recruiter,AnswerValue:Rose Holland,VerityZone:recruiterid,QuestionType:Multi-Select,ActualValueFromSolar:null},{QuestionName:Opportunity Overview,AnswerValue:u003cp dir=ltr\u003eu003cspan style=font-size:12px;\u003eu003cspan style=font-family:Arial,Helvetica,sans-serif;\u003eu003cbu003eIf you find yourself looking for a fulfilling careeru003c/bu003e, the Branch Office Administrator (BOA) role may be the right opportunity for you. BOAs team up with ..

 
Company
**********
Location
Orange, CT
Posted Date
May 21, 2022
Info Source
Employer  - Full-Time  90  

:text,ActualValueFromSolar:null},{QuestionName:Recruiter,AnswerValue:Melissa Todd,VerityZone:recruiterid,QuestionType:Multi-Select,ActualValueFromSolar:null},{QuestionName:Opportunity Overview,AnswerValue:u003cp dir=ltr\u003eu003cbu003eIf you find yourself looking for a fulfilling careeru003c/bu003e, the Branch Office Administrator (BOA) role may be the right opportunity for you. BOAs team up with financial advisors ..

 
Location
New Haven, CT
Posted Date
Mar 05, 2024
Info Source
Recruiter  -  

New Haven office of a BCG Attorney Search Top Ranked Law Firm seeks tax controversy and compliance associate attorney with 2-6 years of experience with either a law or CPA firm. ..

 
Company
Location
Bridgeport, CT
Posted Date
Dec 18, 2022
Info Source
Employer  - Full-Time  90  

Job Information Humana Accountant Professional - Senior Products in Bridgeport Connecticut Description The Accountant 2 performs general accounting activities, including the preparation, maintenance and reconciliation of ledger accounts and financial statements ..

 
Company
**********
Location
Fairfield, CT
Posted Date
Feb 27, 2022
Info Source
Employer  - Full-Time  90  

... for business, mortgage, retirement and investment services, then partner closely with ... Banking, Mortgage and Wealth and Investment Management to best meet the ... procedures and controls and ensuring..

 
Company
**********
Location
Shelton, CT
Posted Date
Dec 09, 2022
Info Source
Employer  - Full-Time  90 

VP, Corporate Counsel, Data & Privacy The candidate will be providing legal advice to ensure Prudential’s practices with regard to personal information of customers and employees comply with applicable domestic privacy ..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Oct 01, 2022
Info Source
Employer  - Full-Time  90  

Description The Lead, Information Technology & Data Governance Risk Oversight, identifies, analyzes, monitors and minimizes areas of risk that pertain to information technology and data governance. Coordinates closely with the Information/Cyber ..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Oct 15, 2022
Info Source
Employer  - Full-Time  90  

Job Information Humana Senior Business Intelligence Engineer (Wellness) Remote Nationwide in Bridgeport Connecticut Description The Senior Business Intelligence Engineer - Wellness solves complex business problems and issues using data from internal ..

 
Company
**********
Location
Oxford, CT
Posted Date
May 28, 2023
Info Source
Employer  - Full-Time  90  

Position Summary 100% On-site position, Monday-Friday The Analyst position within Aircraft Financial Planning and Analysis Department, is responsible and accountable for all financial planning, billing, reporting, and analysis to the assigned ..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Oct 10, 2021
Info Source
Employer  - Full-Time  90  

Job Information Humana Compliance (UM) Coordinator 2 in Bridgeport ... in Bridgeport Connecticut Description The Compliance (UM) Coordinator 2 conducts and ... Coordinator 2 conducts and summarizes compliance audits. The..

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