Compliance Associate Investment Bank Jobs in South Dakota

... to a broad range of investment management opportunities. Will be expected ... both discretionary and directed; initiate investment management of the accounts by ... coordinating with Private Bankers and..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Wealth Transition Services Manager / Senior Manager The candidate will interpret and review various legal documents in relation to estate and business succession planning. Will undertake technical research on estate planning ..

Compliance Consultant The candidate will be ... agent investigations and/or ensuring advertising compliance with fixed, indexed and variable ... for small to medium scope Compliance initiatives that involve single or..

Description The Compliance (UM) Coordinator 2 conducts and ... Coordinator 2 conducts and summarizes compliance audits. The Compliance (UM) Coordinator 2 performs varied ... on semi-routine assignments. Responsibilities The Compliance..

Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Description The Associate Director, Credentialing/Compliance manages the Dental Credentialing and ... manages the Dental Credentialing and Compliance team ensuring that dental providers ... Humana's Dental Networks operate in compliance with..

Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...

Senior Legal Counsel The candidate will prepare and review securities filings including Form 10-Ks, Form 10-Qs, Form 8-Ks, Section 16 filings and Proxy Statements. Ensure compliance with SEC rules and regulations ..

Job Information Humana Senior Business Intelligence Engineer (Wellness) Remote Nationwide in Aberdeen South Dakota Description The Senior Business Intelligence Engineer - Wellness solves complex business problems and issues using data from ..

Job Information Humana Accountant Professional - Senior Products in Aberdeen South Dakota Description The Accountant 2 performs general accounting activities, including the preparation, maintenance and reconciliation of ledger accounts and financial ..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..

... teamwork among employees. Serve on bank committees and contribute to strategic ... committees and contribute to strategic bank initiatives as assigned. Be an ... policies, procedures and various trust,..

... services and new trust and investment prospects in Brookings, eastern South ... sources from current clients, by bank staff, and through professionals in ... Qualified Tax Deferred Exchanges in..

Principal Compliance Specialist The candidate maintains and ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Complex Claims Specialist - Program Law Duties: The candidate performs a combination of duties in accordance with departmental guidelines. Manages an inventory of moderate to high complexity and exposure commercial claims ..

Principal Legal Risk Duties: Leads, maintains, and enhances the Organization's regulatory change program. Responsible for the oversight of the Regulatory Library inventory of laws and regulations the identification of regulatory changes, ..

Compliance Associate needed! A growing banking/trust company ... is looking to add a Compliance professional to their team! You ... with the Head of Operations Compliance to ensure goals are..

... rewarding career,u003c/strongu003e the Registered Branch Associate role at Edward Jones may ... and ethics, training and support, compliance and regulation, and compensation.,VerityZone:formtext79,QuestionType:textarea,ActualValueFromSolar:null},{QuestionName:Position Requirements,AnswerValue:u003cspan ... you a successful Registered Branch..

Compliance Associate needed! A growing banking/trust company ... is looking to add a Compliance professional to their team! You ... with the Head of Operations Compliance to ensure goals are..

Job Information Humana Compliance (UM) Coordinator 2 in Aberdeen ... Aberdeen South Dakota Description The Compliance (UM) Coordinator 2 conducts and ... Coordinator 2 conducts and summarizes compliance audits. The..

:text,ActualValueFromSolar:null},{QuestionName:Recruiter,AnswerValue:Carlie Bibbs,VerityZone:recruiterid,QuestionType:Multi-Select,ActualValueFromSolar:null},{QuestionName:Opportunity Overview,AnswerValue:u003cp dir=ltr\u003eu003cspan style=font-size:12px;\u003eu003cspan style=font-family:Arial,Helvetica,sans-serif;\u003eu003cbu003eIf you find yourself looking for a fulfilling careeru003c/bu003e, the Branch Office Administrator (BOA) role may be the right opportunity for you. BOAs team up with ..