Compliance Associate Investment Bank Jobs in Texas

Compliance Associate Program - Summer Associate, 2021 The candidate will partner ... program offers insight into our Compliance function. Will begin with comprehensive ... Global Financial Crimes Investigations, Employee Compliance,..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Mortgage Servicing Compliance Professional The candidate will interact with various corporate functions and at various levels across the Firm, as well as with employees and leaders of outsourced mortgage servicing providers, ..

Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..

Seasonal Tax Manager - Investment Management Duties: Performing review of workpapers and tax returns for hedge funds or investment funds. Performing review of investor packages, including Schedules K-1, K-2, K-3, and ..

Senior Principal Compliance Specialist, Fair Banking The candidate ... manages, regulatory exams, audits, and compliance tests. Assesses the risk raised ... and knowledge of fair banking compliance requirements and identifies..

Job Overview: A law firm based in Dallas, TX, is seeking a Tax Credit and Impact Finance Associate Attorney with 0-5 years of transactional experience and a strong interest in community ..

Principal Compliance Specialist, Fair Lending The candidate ... activities and work are in compliance with all applicable fair lending ... and knowledge of Fair Lending compliance requirements (including Americans with..

Principal Compliance Specialist Duties: The candidate maintains ... and knowledge of Fair Lending compliance requirements (including Americans with Disabilities ... are implemented to facilitate regulatory compliance. Assists in evaluating the..

Compliance, Investment Banking Division, Vice President The ... Transaction Banking business professionals, other compliance teams and other the firm ... Resolution Group. Providing advice and compliance oversight to IBD personnel..

Seasonal Tax Manager - Investment Management Duties: Performing review of workpapers and tax returns for hedge funds or investment funds. Performing review of investor packages, including Schedules K-1, K-2, K-3, and ..

... manages, regulatory exams, audits, and compliance tests. Assesses the risk raised ... and knowledge of fair banking compliance requirements and identifies fair banking ... manages, regulatory exams, audits, and..

Deputy Chief Compliance Officer The candidate will do ... training. Advise Senior Management and bank personnel of emerging BSA/AML/KYC/CIP trends ... emerging BSA/AML/KYC/CIP trends and BSA Compliance issues. Supervise 314(a)..

Lead Compliance Officer – Corporate & Investment Banking The candidate will provide ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards..

Principal Compliance Specialist The candidate maintains and ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Lead Compliance Officer - Branch Banking The ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance programs. Maintain compliance risk..

VP of Legal and Compliance The candidate will serve as ... exposure to broker/dealer FINRA regulatory compliance. Draft and maintain template legal ... point of contact with company's Compliance service..

Bank Regulatory Legal Counsel The candidate will be responsible for providing a broad range of legal support for regulatory, compliance, retail banking, payments and other related matters. Will assist in all ..

Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...

... commitment letters; tailoring of standard bank loan documentation forms; indicative term ... development and updating of standard bank loan documentation forms. Coordination within ... CB and with Corporate &..

Digital Assets Counsel - Corporate & Investment Bank The candidate will provide and coordinate legal advice across complex issues for the products that you support and in connection with the development ..

Mortgage Servicing Compliance Professional The candidate will execute the Firm's Monitoring and Testing Program of mortgage servicing providers to proactively identify and respond to potential compliance issues. Provide support in holding ..