Compliance Director Jobs in New York City

... TD has enhanced its Regulatory Compliance Management Framework (RCM) and is ... comprehensive approach to managing regulatory compliance risk. TD is also in ... new business segments into its..

Compliance Director - GCB Products, COO and ... Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for ... with the program framework. Providing..

Deputy Director for Compliance Services Duties: Under direction of ... Under direction of the Executive Director, responsible for promoting and monitoring ... responsible for promoting and monitoring compliance with applicable..

Associate Director, Employee Relations and Compliance Duties: Reporting to the Director of Diversity, EEO & Compliance, will assist the Director in providing employee relations support ... collaboratively, as needed, with..

... and Mobile App Accessibility and Compliance Director Duties: Manages, trains, and grows ... and website and Mobile App compliance obligations. Evaluates native apps for ... of technologies to automate..

Compliance Director / Legal The candidate will ... to promote a culture of compliance; Review the adequacy of the ... to all employees about the compliance culture and systems in..

Investment Adviser Compliance Director The candidate will assist firm's ... to establish and/or maintain a compliance program. Will act in the ... capacity as an outsourced Chief Compliance Officer and/or..

Summary: The Action NYC Attorney will join African Services Committee (ASC) staff as part of a coordinated citywide initiative, ActionNYC, which will reach immigrant communities across New York City to connect ..

Regulatory Compliance Director & Privacy Officer Duties: Plans, ... oversight and accountability for Corporate Compliance activities for assigned region. Acts ... for assigned region. Acts as Compliance point person for..

New York City office of a BCG Attorney Search Top Ranked Law Firm seeks senior corporate transactional attorney with 8-10 years of experience, preferably with M&A experience on the buyer and ..

Technology Compliance Director The candidate will be responsible ... responsible for developing a targeted compliance framework addressing the laws, rules ... Risk Department and Legal and Compliance Division in identifying..

Description The Director, IT Compliance audits the most complex new ... information systems procedures are in compliance with corporate standards. The Director, IT Compliance requires an in-depth understanding of .....

... for a diligent and professional Director of Compliance to join the Legal Department. ... Legal Department. As our first Director of Compliance, you will ensure our business ... continue..

Compliance Director-MRA Coding/Clinical The candidate will direct ... assessing audit preparedness. Will lead compliance monitoring to identify process gaps, ... to identify process gaps, validate compliance levels, map processes, draft..

... Deputy General Counsel & Chief Compliance Officer and Corporate Secretary.  In ... assist the Capital Markets/Securities and Compliance groups.   Here you’ll get ... and address board requests Manage..

Senior Director I, Data Stewardship - Data Compliance Leader Responsibilities: Help develop strategic vision and roadmap for enabling Walmart’s Digital Transformation to make better decisions with Data. Ability to use subject ..

Director - Senior Swap Dealer Compliance Officer Duties: Provide coverage as ... regulatory reporting (as needed). Regulatory compliance contact for the CFTC, NFA ... processes, reasonably designed to support compliance..

... and Mobile App Accessibility and Compliance Director Duties: Manages, trains, and grows ... and website and Mobile App compliance obligations. Evaluates native apps for ... of technologies to automate..

Dir. Inst. Equity & Compliance & Title IX Coord. Department: ... the full-time 12-month position of Director of Institutional Equity and Compliance, and Title IX Coordinator. Reporting ... the Chief..

Summary: This is a full-time attorney position funded by NYCDOH through Ryan White Part A. The project provides free legal services crucial to New York residents who are HIV positive or ..

Senior Director, U.S. Biopharmaceuticals Compliance The candidate will establish and ... strategic element of the firm's compliance program designed to ensure a ... efficient, and effective approach to compliance across..

Director - FX and Commodities Compliance, TD Securities Duties: Provide day ... FX and Commodities. Collaborate with Compliance personnel in other jurisdictions to ... or new business activities. Provide regulatory/compliance..

... and Mobile App Accessibility and Compliance Director Duties: Manages, trains, and grows ... and website and Mobile App compliance obligations. Evaluates native apps for ... of technologies to automate..