Hong Kong office of our client seeks corporate finance lawyer with 2-3 years of post-qualification experience. The candidate should have experience in acting for issuers and/or sponsors/underwriters in IPO projects and ..

Assistant Vice President, Compliance Monitoring Responsibilities: Develop and perform ... Monitoring Responsibilities: Develop and perform compliance monitoring program on the Bank’s ... various activities. Review the current compliance controls of..

Senior Vice President - BCMA Compliance Product Sr Officer The candidate ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... subject matter expert on Citi’s Compliance..

... Monitoring & Surveillance and Central Compliance The candidate will develop and ... candidate will develop and execute compliance monitoring and reviews to ensure ... monitoring and reviews to ensure..

... / Officer (investment Risk And Compliance) The candidate will perform duties ... and enhancement of risk and compliance framework, policies and procedures in ... in Investment Management Department. Conduct..

Assistant Manager, Compliance The candidate will assist in ... candidate will assist in implementing compliance programs for AIAT in order ... to ensure effective monitoring of compliance with relevant regulatory..

... President, Electronic/Algorithmic Trading, APAC Equities Compliance','200027805','!*!Who We Are:JPMorgan Chase & Co. ... about our culture here Our Compliance Function:With a diverse team of ... Function:With a diverse team of..

Head of Asset Management Compliance The candidate will have the ... Management (‘AM’) Hong Kong (‘HK’) Compliance team in providing compliance coverage to the Function in ... the AM Global..

Compliance, Business Unit Compliance, VP, Hong Kong The candidate ... expectations. Develop, draft and maintain Compliance policies and procedures outlining firm ... best practices. Create and implement Compliance training programs...

Senior Compliance Manager / Compliance Manager - Compliance Division The candidate will be ... be responsible for: Participate in compliance risk assessments, reporting, reviews and ... to business units regarding..

... Aon is currently recruiting a Compliance Assistant to join our team ... and internal auditsAssist to conduct compliance investigation and prepare investigation reportsMonitor ... regulatory changes, prepare and update..

Asset Management Compliance Officer The candidate will provide ... distribution in APAC and ensure compliance with the relevant rules and ... APAC. Coordinate with Global AM compliance teams, Core Compliance..

Compliance officer The candidate will supporting ... candidate will supporting the Local Compliance Officer in managing the relation ... external auditors; Supporting the Local Compliance Officer in managing Supervisory Authorities'..

Compliance Manager The candidate will drive ... ongoing oversight of the Club’s Compliance Framework across the Club’s business ... the key legal and regulatory compliance subject matters:anti-money laundering, anti-bribery, fire..

APAC Head of Compliance Practices The candidate will be ... player on the subject of Compliance Practices. Leading the Regulatory Inquiry ... Training development, including globalizing the Compliance-training development and..

BioMarin is the world leader in delivering therapeutics that provide meaningful advances to patients who live with serious and life-threatening rare genetic diseases. We target diseases that lack effective therapies and ..

Compliance Due Diligence Officer, APAC Compliance Operations Duties: Focus on the ... development of the Financial Crime Compliance Program across Private Banking division ... regulatory requirements and standards. Provide Compliance..

Senior Business Compliance Manager ( Business Risk and ... control checking, alerts and potential compliance risks in relation to personal ... Manage and enhance an effective compliance and control infrastructure,..

China Sales and Trading Compliance, Executive Director The candidate will ... advice on regulatory interpretation and compliance issues about conducting Equities and ... Firm perspective. Review manuals and Compliance Notices..

Compliance Manager - Global Market Compliance The candidate will be responsible ... will be responsible for: Provide compliance advice and solutions to equities ... regulatory requirements. Assist to implement compliance..

Compliance Manager - Regulatory Advising The ... Involve in handling internal business compliance enquiries in relation to type ... ensure the Group is in compliance with the law, rules and..

... initiatives and programs to ensure compliance of Sarbanes-Oxley requirements in Asia ... reports and etc.)Manage Asia SOX compliance reporting and related documentation (e.g. ... system implementations, process enhancement and..

Equities Compliance Officer - Vice President The ... candidate serves as an Equities compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... framework. Primary responsibilities include monitoring..