Compliance Management Jobs in Indian Trail

THE POSITION The Compliance Manager will be joining the ... Manager will be joining the Compliance Organization within the Legal and ... Organization within the Legal and Compliance team and..

... requires a background in investment management and fund formation and will ... counsel and support for investment management and fund formation, ensuring compliance with applicable regulations and industry .....

A law firm in Charlotte is seeking a skilled Complex Credit and Insurance Solutions Associate Attorney with 3-5 years of experience in complex credit fund formation and insurance solutions for private ..

A law firm in Charlotte is seeking a Capital Markets/Securities Associate Attorney with 2-4 years of experience at a large law firm with a sophisticated capital markets/securities practice. The candidate will ..

... role is to aid the compliance team in meeting LendingTree’s regulatory ... Partner with business to understand compliance risks and improve processes Develop ... partners Design, develop, and execute..

Lead Compliance Officer - Branch Banking The ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance programs. Maintain compliance risk..

Lead Compliance Officer The candidate will provide ... monitoring of business group risk-based compliance programs. Maintain compliance risk expertise and consulting for ... standards and programs to drive compliance with..

Senior Compliance Officer The candidate will conduct ... candidate will conduct and direct compliance risk oversight of Enterprise Compliance Programs, with an emphasis on ... English Proficiency. Lead and execute..

A law firm in Charlotte, NC, is seeking an IP Litigation Associate Attorney with 1-5 years of experience. The ideal candidate will have a strong preference for candidates with a technical ..

Lead Compliance Officer - Branch Banking The ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance programs. Maintain compliance risk..

Lead Compliance Officer The candidate will provide ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive compliance..

Lead Compliance Officer – Corporate & Investment ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive compliance..

... required, along with strong transaction management capabilities and experience supervising associates. ... assisting public companies on regulatory compliance and SEC reporting. Duties:Work on capital ... offerings, price placements, and liability..

Compliance Officer - Securities Industry The ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers to..

... JOB DESCRIPTION SUMMARY The HR Compliance Manager works to ensure Sunbelt ... to ensure Sunbelt Rentals maintains compliance with federal, state and local ... HR functions. Likewise, the HR..

Deputy Chief Compliance Officer – Retail RIA The ... developing and maintaining a robust compliance program, with a focus on ... program, with a focus on compliance with all laws,..

... aspects of fund formation, structuring, compliance, and ongoing management for alternative investment funds. The ... legal documents, and ensuring regulatory compliance.Duties:Participate in all phases of fund ... Private Placement..

Charlotte office of our client seeks a senior counsel with 7+ years of post-law school experience, with 3 years of in-house experience. The candidate will join the Commercial Legal team. Will ..

Sr. Export Compliance Officer The candidate will be ... updating, and implementing comprehensive export compliance procedures and forms to drive ... to drive the Company’s overall compliance with export laws..

A law firm in Charlotte, NC, is seeking a Real Estate Associate Attorney with 2-4 years of real estate transactional experience. The ideal candidate will have a background in acquisitions, dispositions, ..

Senior Compliance Officer The candidate will conduct ... candidate will conduct and direct compliance risk oversight of assigned business ... and/or functions. Lead and execute compliance risk management activities to..

A law firm is seeking a Financial Services Associate Attorney specializing in Renewable Energy/Project Finance for their Charlotte office. Job Overview:The Financial Services Associate Attorney will focus on renewable energy project finance ..

Senior Compliance Officer- Surveillance and Monitoring The ... Lead or assist in leading compliance initiatives necessary in implementing changes. ... and provide guidance on complex compliance actual and emerging risk..