Compliance Manager Officer Jobs in Dix Hills

Senior Manager - Regulatory Compliance (Asset Management) The candidate will work with Hedge Fund and Private Equity clients to understand their business activities that are subject to the Investment Advisers Act ..

... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..

Experienced Manager Governance, Risk and Compliance Duties: Understand client needs to develop project plans, and resource plans, establish reporting and metrics, and provide the client with regular updates. Manages day-to-day project ..

Compliance Program Manager, School of Dental Medicine The ... will assist the Director of Compliance for company Medicine Health Sciences ... mission and goals and its Compliance Program. The Compliance..

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..

Description: International public company has a position with broad based duties. Responsibilities will include: global tax planning, analysis of potential transactions, review of Federal and State income tax returns, coordinate foreign ..

Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented,..

... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will be ... be responsible for:..

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to:..

Chief Compliance Officer Duties: Providing the business leadership ... management of an integrated healthcare compliance program in support of the ... and oversees an effective healthcare compliance program intended to..

Job Information ADP Major Accounts District Manager in Melville New York ADP is hiring a  Sales Representative, Major Accounts. Are you ready to control your financial future with unlimited upside earnings ..

JOB OVERVIEW: This position is responsible for leading the controllership function for the KICS Portfolio of businesses. This role will work closely with the vertical CFO, business unit Controllers, Tax, Treasury, ..

Senior Manager, Budget and Human Resources, B/CO ... Resources, B/CO and Chief Executive Officer of the Division of Human ... exception to bid, and SOPM compliance. Manages all compliance-related implementation..

... specific tasks assigned by Loan Officer including but not limited to ... documents for closing ensuring full compliance and quality of loan documentation, ... other departments, customers and loan..

Employee Relations Manager The candidate will serve as a primary contact for employees with regard to HR related complaints/concerns; conduct employee interviews and address, investigate and work to resolve employee relations ..

... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s lead compliance officer in key areas, including the ... each of these..

Compliance Manager, Human Resources and Legal The ... NY State and NY City compliance topics including Title IX, NY ... leave, and wage and hour compliance. Play an important role..

Experienced Manager Governance, Risk and Compliance Duties: Understand client needs to develop project plans, and resource plans, establish reporting and metrics, and provide the client with regular updates. Manages day-to-day project ..

... specific tasks assigned by Loan Officer including but not limited to ... documents for closing ensuring full compliance and quality of loan documentation, ... other departments, customers and loan..

BSA Governance Manager Duties: Assists with the development and periodic update of all BSA/AML policies and procedures to ensure the Bank is adhering fully with all applicable rules, regulations, and guidance. ..

... Fargo is seeking a Branch Manager (SAFE) for Branch Banking as ... As such, this position requires compliance with the S.A.F.E. Mortgage Licensing ... industry Knowledge and understanding of..

VP Compliance Officer The candidate will be maintaining ... The candidate will be maintaining compliance policies and procedures for assigned ... conducting risk assessments and periodic compliance testing, maintaining oversight..

Associate Compliance Officer The candidate will direct and ... direct and advise Management of compliance with applicable non-bank mortgage laws ... laws and regulations. Will conduct compliance risk assessments to..