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manager Regulatory compliance The candidate will advise clients ... candidate will advise clients on compliance with the Securities Act Securities ... marketing and advertising materials for compliance with the..
Senior manager Regulatory compliance Asset Management The candidate will work with Hedge Fund and Private Equity clients to understand their business activities that are subject to the Investment Advisers Act ..
Job Title: Senior Manager, Corporate Secretary's Office A ... Deputy General Counsel & Chief Compliance Officer and Corporate Secretary. In this ... assist the Capital Markets/Securities and Compliance groups...
Senior Manager - Regulatory Compliance (Asset Management) The candidate will work with Hedge Fund and Private Equity clients to understand their business activities that are subject to the Investment Advisers Act ..
Global HR Compliance Manager The candidate tracks employment-related federal, ... systems resulting from new HR compliance requirements. Effectively communicates to stakeholders ... monitoring of AAPs and related compliance. Participates in..
Senior Compliance Officer - Regulatory The candidate will ... to the execution of Popular’s Compliance Program, ensuring alignment with Corporate ... Program, ensuring alignment with Corporate compliance and strategic direction..
Global Accounting and Compliance Manager The candidate will oversee the ... candidate will oversee the firm’s compliance with local and global accounting ... the Global Controller, Chief Financial Officer and..
Health Plan Compliance Officer Responsibilities: Serve as key point ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..
Corporate Compliance Officer Duties: Develop and implement the ... Develop and implement the organization’s Compliance Program including developing, implementing and ... risks, receiving, evaluating and investigating compliance-related complaints, concerns and..
Regulatory Risk & Consumer Compliance Manager (Financial Services) Duties: Develop new skills outside of comfort zone. Act to resolve issues which prevent the team working effectively. Coach others, recognise their strengths, ..
Chief Compliance Officer The candidate will serve as ... will serve as the primary Compliance Team resource for BHS, the ... be responsible for the BHS Compliance control structure. Will..
... difference. Position Summary: The Operations Compliance manager will be a member of ... a key role by managing compliance related activities such as Change ... team members to effectively..
Manager - Regulatory Compliance The candidate will advise clients ... candidate will advise clients on compliance with the Securities Act, Securities ... marketing and advertising materials for compliance with the..
Compliance Officer HFS for Asset Management The ... and control to the business' compliance risk-taking and risk assessments; assisting ... maintenance, and improvement of the compliance policies, procedures, and processes..
... The Supplier Quality Management (SQM) Compliance Manager will manage and coordinate the ... Management. In addition, the SQM Compliance Manager will perform routine monitoring of ... time and per..
Business Ethics Compliance Officer The candidate will create awareness ... about the importance of BE compliance; work collaboratively with business unit ... unit to determine risk level, compliance maturity, and..
The CMO Compliance Manager will have primary responsibility for ... of critical programs in the compliance office of the department of ... Contracting and Corporate Affairs. The manager will be..
Executive Privacy and Security Compliance Officer (Executive Network Compliance Officer Level II) 120000 Duties: With ... with the CCO and other Compliance Officers, identify risk factors for ... development of..
Senior Compliance Manager, Federal Duties: Maintains thorough and ... of a federal government contracting compliance programs as required by the ... by the FAR/DFARS.Supports the Local Compliance Officer in the..
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... & Alliances Resell Contracts & Compliance Manager (Enabling Manager) in New York New York ... New York Resell Contracts & Compliance Manager Are you a contracts & ... Are..
Bank Trust Compliance Officer The candidate oversees the firm's ... The candidate oversees the firm's compliance function, as well as playing ... employees, reviewing and implementing the compliance program, updating..
Chief Ethics and Compliance Officer Responsibilities: Report to the General ... the General Counsel. Lead the compliance team. Develop strategies and lead ... will advise internal stakeholders on compliance with..